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Innovative solutions are required to make long-duration space missions feasible. Crew performance and health is paramount to the success of anticipated Moon and Mars missions. Metabolic reduction via a quasi-torpor state is a possible mitigation strategy that can reduce consumable payload, which is necessary given the lack of available resupply options, and to reduce psychological stress, which is a risk for such lengthy missions. Even in lunar or cis-lunar missions, a quasi-torpor state could be implemented as an emergency countermeasure for critical situations where life support becomes limited. However, to date no studies have tested a quasi-torpor state in humans, and the impacts of intentional prolonged metabolic reduction on physiological and psychological parameters are unknown. To this end, we planned a three-phase study to provide proof-in-principle of the tolerability, feasibility, and side effects of a non-intravenous alpha-2-adrenergic receptor agonist for moderate sedation. This was accomplished by 1) determining the dosing and metabolic effects for different non-intravenous routes of alpha-2-adrenergic receptor agonist drugs; 2) assessing the degree of metabolic reduction and side effects during a 24-h quasi-torpor protocol; and 3) evaluating participant performance and total metabolic reduction achieved over a 5-day quasi-torpor protocol. We also aim to determine how skeletal muscle health and performance are affected by this quasi-torpor state. Quasi-torpor induced changes in skeletal muscle health and performance, as well as impacts on cognition and psychological stress, also have implications for terrestrial situations that result in prolonged confinement (e.g., austere environments such as submarine or remote scientific or military deployment and protracted critical illness). The findings of this three-phase study will be immediately applicable as a rescue strategy for emergencies during current or upcoming space missions. They will also identify key physiological and practical questions that need to be addressed for future deployment in long-duration space missions. This paper reviews the relevant literature that informed our rationale and approaches for this three-phase study.
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Long-duration space missions will require innovative strategies to reduce consumables, counteract psychological stress due to mission duration and confinement, and improve survivability during emergencies that threaten the crew’s resources or life support (
We are currently investigating whether a medication-induced prolonged sleep state can safely reduce metabolic rate in humans. Our strategy focuses on increasing the ratio of sleep:awake time using a combination of light sedation and mild external cooling to reduce the resting metabolic rate. We developed a three-phase experimental plan in healthy participants to 1) determine an efficacious non-intravenous dose of an alpha-2-adrenergic receptor (A2AR) agonist drug; 2) test the ability to induce sedation and metabolic reduction in a 24-h protocol; 3) test the ability to maintain drug-enhanced sleep and metabolic reduction over a 5-day protocol. We have completed and reported the first phase of this study (
Metabolic rate comprises the consumption of fuel and oxygen (O2), which produces carbon dioxide (CO2), work, and heat. Food provides the metabolic fuel for humans, and typical energy consumption for a 70 kg adult man aged 30–59.9 years engaged in moderate daily activity is 2,750 kilocalories/day, 190 kJ/day, or 11.4 MJ (3,166.67 W-hours) (
We speculate that increasing the proportion of sleep time to 80% of the day will reduce the average metabolic rate: (80% x 1.0 METs) + (20% x 1.4 METs) = 1.1 METs. By itself, this change in the proportion of sleep time from 30% of the day to 80% of the day would afford a 20% reduction (from 1.3 to 1.1 METs) in total fuel and oxygen consumption each day (
Rationale for Approach. Point
Anesthetic drugs can further reduce metabolic rate below quiet resting rates. We speculate that drug-induced sleep could allow metabolic rate to decline below 1.0 METs. For an individual who is sleeping 80% of the day, modest reductions in resting metabolic rate can provide significant savings in fuel and O2 consumption. For example, a 20% reduction in resting metabolic rate from 1.0 METs to 0.8 METs would reduce average metabolic rate: (80% x 0.8 METs) + (20% x 1.4 METs) = 0.9 METs. Thus, the combination of prolonging sleep to 80% of the day and metabolic reduction of 20% during sleep, would reduce overall fuel and O2 consumption by 30% (from 1.3 to 0.9 METs) (
Reduction of temperature also decreases metabolic rate by slowing the chemical reactions throughout the body. We have measured a 5.2% reduction in O2 consumption for each 1°C decrease in core body temperature in sedated healthy volunteers for whom drugs inhibited shivering (
There are at least three important practical considerations for implementation of an anesthetic-induced reduction in metabolic rate as a spaceflight countermeasure. First, drug administration should be minimally invasive. Peripheral intravenous catheters used in hospital care have a failure rate of 4%–9% per day (
We planned a three-phase study to 1) test the dosing and metabolic effects of a non-intravenous A2AR agonist for light sedation during a 6-h laboratory visit; 2) assess the degree of metabolic reduction achieved by our selected drug over a 24-h laboratory visit; and 3) evaluate the tolerability and feasibility of the protocol, as well as the ability to reduce metabolic rate and increase sleep time to 80% over five experimental days. The primary outcome for these experiments is the change in metabolic rate during the intervention relative to baseline. We measure the baseline resting metabolic rate in each participant prior to initiation of the drug, and then observe the change in metabolic rate over time following drug administration. We collect an array of physiologic data as well as blood samples for pharmacokinetic analysis. Participants complete serial psychophysiological batteries. We use performance and non-invasive muscle composition measures to assess changes in muscle health and function.
In Phase 1 and Phase 2 experiments, we measure O2 consumption and CO2 production captured via canopy (during rest) or facemask (during exercise) using a Parvo TrueOne 2400 metabolic cart (Parvo Medics, Salt Lake City, UT, United States). The difference between ambient and exhaled CO2 and O2 values allows calculation of oxygen consumption (VO2), CO2 production (VCO2), respiratory exchange ratio, and total energy expenditure (
Additional physiologic measurements include electrocardiogram, respiratory rate, pulse plethysmography, blood pressure, and core temperature. We use an ingested telemetry capsule (eCelsius, BodyCap, Herouville Saint-Claire, France) to continuously capture gastrointestinal core temperature. In Phase 1 experiments we examined heat flux from the body surface using one-cm2 sensors on the forehead, torso, arm and leg; we collected respiratory rate using a circumferential chest belt; and we used bioreactance to measure cardiac stroke volume and estimate cardiac output. We simplified our array of physiologic sensors and monitoring for longer Phase 2 and Phase 3 experiments for subject comfort, and focused on collecting continuous electrocardiogram, pulse plethysmography, and core temperature with serial blood pressure measurements.
We measure changes in muscle composition using electrical impedance myography (EIM, Myolex device, Myolex, Boston, MA, United States), a non-invasive method to measure muscle fiber consistency based on the properties of electrical impedance and capacitance that can be altered by free water, connective tissue, and fat (
We also conduct functional strength assessments measuring changes in isokinetic muscle strength and mean power (e.g., changes in peak torque and concentric/eccentric velocity) to assess muscle health and function for Phase 2 and Phase 3 experiments. Grip strength, considered the simplest strength test and a vital sign of health to follow over time, is obtained at baseline (using a Jamar dynamometer, Chicago, IL, United States) and at the end of each drug administration period in Phase 1, 2, and 3 experiments.
During the 5-day protocols, we collect plasma and urine samples to measure changes in creatinine kinase M, nitrogen, 3-methylhistidine, glucose, and ketones as surrogates for catabolic or anabolic states. We hypothesize that the increased proportion of low activity time, combined with reduced caloric intake, could result in a catabolic state.
Finally, we employ a suite of computer-based psychometric tests to assess attention, memory, information processing, and fine motor skills (Joggle Research, Seattle, WA, United States) (
In Phase 1, we evaluated the ability of two A2AR agonists, combined with external cooling using gel-adhesive pads on the back of the torso (Arctic Sun, Franklin Lakes, NJ, United States), to reduce metabolic rate and core temperature. We tested dexmedetomidine (single 1 μg/kg sublingual dose vs single 4 μg/kg dose swallowed orally vs single sublingual loading dose of 2 μg/kg followed by a 1 μg/kg/hour dexmedetomidine subcutaneous infusion for 6 h) and tizanidine (8 mg or 16 mg dose taken once orally). The protocol methods for Phase 1 have been described in detail elsewhere (
In Phase 2, we tested if a loading dose of dexmedetomidine (2 μg/kg sublingual) followed by an 18-h subcutaneous infusion of dexmedetomidine (either 0.5 μg/kg/hour or 1.0 μg/kg/hour, randomized) could induce 20-h of rest or sleep during a 24-h laboratory session. In this phase of the study, we streamlined several physiologic assessments to minimize the intrusiveness of various sensors and monitors. Subjects completed the same screening processes as in Phase 1. To determine baseline activity, participants completed 1 week of actigraphy and a sleep diary prior to the study day. Participants then repeated actigraphy and sleep diaries for 1 week after protocol to assess post-protocol recovery.
We assessed participants’ ability to complete an exercise regimen at 23-h after the start of drug infusion because regular exercise will be critical for maintaining muscle health on a long-duration space mission. Participants performed a series of isometric exercises while lying reclined in a stretcher before moving on to a series of resistance exercises based around an isoinertial flywheel (
Exercise protocol for Phase 2 and Phase 3 experiments.
Exercise | Repetitions | Rest between sets | Sets |
---|---|---|---|
In-Bed Warm-up | |||
Quadricep Sets | 10 per leg, 5 s hold per leg | 5 s between reps | 1 |
Straight Leg Lifts (45°) | 10 per leg, 5 s hold per leg | 5 s between reps | 1 |
Hip Abduction Straight Leg | 10 per leg, 5 s hold per leg | 5 s between reps | 1 |
Hand Iso-ball squeeze | 15 s best effort contraction | 15 s | 4 |
Thigh Iso-ball squeeze | 15 s best effort contraction | 15 s | 4 |
Standing Warm-up | |||
Bodyweight Squats | 10 | 1 min | 2 |
Bodyweight calf raises | 10, 5 s hold at the top of each rep | 1 min | 2 |
Bodyweight good mornings/dead lifts | 10 | 1 min | 2 |
Flywheel Exercise Protocol | |||
Squat (use belt) | 12 | 2 min | 3 |
Strict Hold/Static Hold | 10 (4 s hold, 4 s off) | 2 min | 3 |
Mid-Thigh Pull | 10 | 2 min | 3 |
Calf Raises | 8 | 1 min | 4 |
Cool Down | |||
Dynamic Stretching/Breath work |
Participants may eat and drink at any time during the protocol; however, they are encouraged to ingest a minimum of one-16 oz bottle of Gatorade, one-16 oz bottle of water, and one-10 oz protein shake (either vegan pea protein or whey-based protein) prior to engaging in exercise.
Phase 3 is a proof-of-concept study in which participants will engage in five consecutive 24-h protocols (
Phase 2 and 3 Experiment Overview In Phase 2, the participant undergoes a resting metabolic rate, then the subcutaneous infusion is initiated and the participant lies quietly for up to 20 h. Subsequently the participant exercises while having their oxygen consumption measured. The participant also performs cognitive testing before, during and after the drug infusion. This cycle is repeated for a total of five 24-h periods in Phase 3.
NASA Standard Diet (control diet) based on National Academy of Medicine Dietary Reference Intake Equations*.
Tailored nutrition strategy.
Innovative solutions that maintain or augment crew performance and health can increase feasibility and safety of long-duration space missions. Crew performance and health is paramount to the success of anticipated Moon and Mars missions. A quasi-torpor state can reduce consumable payload, which is necessary given the lack of available resupply options, and reduce psychological stress, which is a risk for years-long missions. Even in lunar or cis-lunar missions, quasi-torpor could be an emergency countermeasure for critical situations where life support becomes limited. For example, reducing metabolic rate could slow the accumulation of CO2 after a catastrophic failure of CO2 removal systems long enough to allow rescue, repair, or return to earth.
However, to date there are no prior studies testing or implementing quasi-torpor in humans. We are providing proof-in-principle of the tolerability, feasibility, and side-effects of this intervention. We are also determining how skeletal muscle health and performance are affected by this quasi-torpor state. Our results so far show that it is feasible to reduce human metabolism using non-intravenous A2AR agonists combined with minimal external cooling (
In the next sections, we discuss our reasoning for certain decisions made when planning our experiments and lessons learned from our results to date. We have successfully completed Phases 1 and 2 of our three-phase experimental plan, and are currently enrolling in Phase 3, during which time we will incorporate doubly labeled water to quantify energy expenditure over the 5-day period. Our rationale was informed by the wealth of information already available in the anesthesia literature, animal torpor and hibernation studies, the NASA Technical Reports Server archives, and bed rest literature regarding exercise and nutrition countermeasures. There are many remaining questions that require solutions prior to testing of this protocol in ground analogs of long-duration space missions. As we implement different phases of this experiment we are left with more questions and knowledge gaps than at the outset.
We considered previous studies of sedative medications’ effects on metabolism and known mechanisms of action and side effects when selecting candidate medications for this protocol. There are multiple sedative and hypnotic medication classes and intraclass options that can prolong sleep and potentially inhibit cold-induced thermogenesis, thereby reducing the resting metabolic rate. We sought to test medications that are unlikely to be habit-forming or abused and that do not induce respiratory depression or deep sedation. We also desired a rapid onset and cessation of drug effects for safety reasons; if a future astronaut needs to emerge from quasi-torpor during an emergency, a medication with a short half-life and inactive metabolites provides faster return to baseline. Additionally, we need a drug formulation that does not require intravenous administration as this is not feasible for long-duration spaceflight. These parameters immediately precluded the use of inhaled anesthetics, ketamine, propofol, opioids, sedating antidepressants, melatonin, and sedating antipsychotics.
Benzodiazepines have been used in prior low earth orbit missions as needed (
Non-benzodiazepine sedative-hypnotic agents include selective gamma-aminobutyric acid-A (GABAA) agonists such as the imidazopyridine zolpidem (Ambien), the cyclopyrrolones zopiclone and eszopiclone (Imovane and Lunesta, respectively), and the pyrazolopyrimidines zaleplon (Sonata) and Indiplon (
A1-adenosine receptors are highly distributed in the central nervous system and peripherally. A1-adenosine receptors are of interest as drug targets because animals such as ground squirrels increase their levels of adenosine monophosphate during hibernation via activation of these receptors (
Orexin receptor antagonist drugs are a relatively newer class of medications to treat insomnia (
Primary A2AR agonists include dexmedetomidine, tizanidine, xylazine, lofexidine, clonidine, guanabenz, guanfacine, and medetomidine (
Xylazine and medetomidine are commonly used in veterinary anesthesia (
Tizanidine is a commonly prescribed muscle relaxant and produces mild sedation as a side effect (
In our current experiments, sublingual dexmedetomidine increased plasma levels to sedating levels within 20–30 min (
In our studies, alpha-2-adrenergic agonists did not reduce respiratory rate by any clinically significant amount (
It is well known that astronauts generally have decreased sleep length on mission despite allowance for 8-h rest cycles (
Longer sleep durations have positive effects on astronaut neurobehavioral functioning in low earth orbit missions, (
Exercise is presently the main approach to reduce muscle atrophy that occurs due to unloading of the body during low earth orbit space missions. Aerobic exercise is the primary countermeasure for protection from aerobic deconditioning (measured by pre-flight to post-flight changes in maximal oxygen consumption, VO2max). Yet appreciable declines in VO2max and general aerobic conditioning still occur and knowledge gaps regarding optimization of exercise protocols for long-duration space missions remain (
Appropriate nutrition during long-duration space missions can also help to prevent muscle atrophy and ensure astronauts’ safety and mission success. Inadequate food and nutrition is one of the highest priority risks for the Human Research Program and is currently assessed as a 3x4 LxC risk, meaning that it has a High Likelihood of occurring (>1%), and High Consequences for both mission health and performance (e.g., death, severe reduction in performance), and for long term health (e.g., major impact on quality of life) (
We have extensive clinical and laboratory experience with light to moderate external cooling (
Several major areas require further investigation. Determining the optimal exercise strategy (including exercise type, timing, duration, and frequency of training) to minimize muscle atrophy and loss of strength incurred during both the quasi-torpor protocol and long-duration space missions is critical to ensure crew safety and wellbeing. The exercise strategy also needs to balance the metabolic cost of exercise with maintenance of muscle volume and strength. Equally as important, defining the optimal nutrition strategy (including meal composition, micronutrients and supplements, and timing of ingestion of proteins, carbohydrates, fats, and fluids) to reduce muscle catabolism and promote lean muscle mass maintenance, or even enhance muscle protein anabolism, is vital to success of the quasi-torpor strategy. We also need to understand the physiological and psychological effects of repeated bouts of prolonged sleep over a longer period, such as several weeks or months. Additionally, we need to evaluate the physiological effects of prolonged sleep and metabolic reduction in microgravity, including whether the quasi-torpor protocol reduces susceptibility to the effects of radiation or microgravity. Other physiologic effects also require scrutiny, such as the short and long-term consequences of prolonged sleep and dexmedetomidine on both in-protocol and post-protocol sleep and sleep architecture; and the safety, tolerance, withdrawal, and possible addiction profile for long-term dexmedetomidine administration. Microgravity and radiation may additionally affect the shelf-life of any drug, pharmacologic testing of any candidate drug will be necessary to ensure fidelity during long-duration space missions. For example, the terrestrial shelf-life of dexmedetomidine is 2 years for undiluted unopened vials, while the diluted shelf-life is 48-h at room temperature or 14-day at refrigerated temperatures; the current drug stability would not suffice for a round-trip to Mars (
AW: Conceptualization, Investigation, Methodology, Writing–original draft, Writing–review and editing. KF: Conceptualization, Investigation, Methodology, Writing–review and editing. VW: Investigation, Writing–review and editing. RD: Investigation, Writing–review and editing. AJ: Investigation, Writing–review and editing. PP: Investigation, Writing–review and editing. JM: Investigation, Writing–review and editing. EZ: Investigation, Writing–review and editing. FG: Conceptualization, Investigation, Methodology, Writing–review and editing. BG: Investigation, Methodology, Writing–review and editing. MM: Investigation, Methodology, Writing–review and editing. KM: Investigation, Methodology, Writing–review and editing. DB: Methodology, Writing–review and editing. PE: Methodology, Writing–review and editing. CC: Conceptualization, Funding acquisition, Investigation, Methodology, Writing–review and editing.
The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. This study was funded by the Translational Research Institute for Space Health (TRISH) and the National Aeronautics and Space Administration (NASA) under a cooperative agreement (NNX16AO69A). Dr. Mortreux received funding from NASA EPSCoR RI 80NSSC22M0040 for work related to this study.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.