Edited by: Sérgio Arthuro Mota-Rolim, Federal University of Rio Grande do Norte, Brazil
Reviewed by: Mark Blagrove, Swansea University, United Kingdom; Antonio Zadra, Université de Montréal, Canada
This article was submitted to Consciousness Research, a section of the journal Frontiers in Psychology
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Lucid dreaming offers many opportunities to study consciousness processes. However, laboratory research in this area is limited because frequent lucid dreamers are rare. Several studies demonstrated that different methods of induction could increase the number of lucid dreams. In four field studies, a combination of a wake-up-back-to-bed (WBTB) sleep protocol and a mnemonic technique (MILD) showed promising results. To further investigate the effectiveness of this combined approach, we conducted a sleep laboratory experiment with four different conditions. The general experimental procedure was the following: Participants were awakened after 6 h of sleep from a subsequent REM period and kept awake for 30 or 60 min, during which they were asked to practice MILD or a control task (e.g., reading). Then they returned to bed for a morning sleep period. In the first condition eleven sport students, who attended a seminar on sleep and dreams, spent one night in a sleep laboratory. To avoid biases due to the seminar attendance (e.g., higher motivation), in the second condition 15 participants who did not attend the seminar were recruited. In the third condition, 14 sport students were tested with a shorter awakening period (30 min). Finally, the fourth condition served as a control condition, whereas eleven sport students slept two non-consecutive nights in a laboratory. Instead of MILD, in one night the participants read a book (fiction, unrelated to dreams), while in the other night they played a Nintendo Wii video game. In the first three conditions, six (54%), eight (53%), and five participants (36%) reported lucid dreams during the morning sleep period, whereas three, (27%), four (27%), and two participants (14%) produced PSG-verified eye signals. In contrast, in the reading condition, only one (9%) participant reported lucid dreams and no eye movements. No lucid dreams were observed in the Wii condition. The findings of the present study show that by using a combination of WBTB and MILD, lucid dreams can be effectively induced in people who are not selected for their lucid dream abilities.
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A lucid dream is a dream in which the dreamer is aware that he or she is dreaming and can often consciously influence dream content (
In the general population, studies suggest that about a half of the general population had a lucid dream at least once in their lifetime and about one out of five people are having them at least once a month (
In the literature different techniques have been proposed to increase the frequency of lucid dreams. In a systematic review by
Mnemonic induction of lucid dreams is a cognitive technique based on prospective memory training and applied upon awakening from a dream (
When using MILD after an awakening in early morning hours (i.e., in a combination with WBTB), lucid dreams seem to be much more likely during following naps than the night before (
While all previous MILD + WBTB studies were conducted only as field experiments, we carried out a sleep laboratory study to investigate the effectiveness of this combined technique. The study included four experiments. In the first experiment, we tested the effectiveness of MILD with 60 min of WBTB with sports students who attended a seminar on sleep and dreams. In the second experiment, to eliminate possible biases due to the seminar attendance, the same procedure was repeated with people who did not attend the seminar. In the third experiment, a shorter time interval of sleep interruption was introduced (30 min). Finally, in the fourth experiment in contrast to dreamwork that has been accomplished during the period of awakening in previous experiments, two alternative activities were tested: a cognitive activity (reading) and a balancing exercise (Wii video game).
Participants characteristics.
N (male/female) | 11 (6/5) | 15 (9/6) | 14 (11/3) | 11 (5/6) | χ2 (3) = 3.13 | 0.37 |
Age | 23.73 ± 1.49 | 23.79 ± 2.82 | 24.86 ± 2.11 | 24.91 ± 2.17 | 0.35 | |
DRFa (dreams/week) | 2.22 ± 1.49 | 2.37 ± 2.30 | 2.59 ± 1.74 | 1.81 ± 2.17 | 0.75 | |
LDRFb (lucid dreams/month) | 0.16 ± 0.30 | 0.37 ± 0.47 | 0.54 ± 0.70 | 0.44 ± 0.78 | 0.35 |
The participants completed a dream questionnaire (cf.
In all experiments, polysomnography (PSG) was conducted to register sleep stages. PSG recording included electroencephalogram (EEG: F3, F4, C3, C4, CZ, O2, O1), electroocculogram (EOG), submental electromyogram (EMG), and electrocardiogram (ECG). EEG electrodes were placed according to the international Ten-Twenty system (
Mnemonic induction of lucid dreams is based on the ability to remember and perform future actions (i.e., prospective memory). It works best after a spontaneous awakening with dream recall. From this dream different events or objects that are highly improbable or bizarre should be identified and could thus be used to recognize the experience as a dream (so-called dream signs). Afterward, while lying in bed and returning to sleep, the individual has to visualize the dream and upon encountering a dream sign imagine oneself becoming lucid and set an intention to remember: “Next time I’m dreaming, I will remember to recognize that I’m dreaming” (
Before the sleep laboratory night, participants received information about the study night and the goals of the study. All steps of the procedure were explained in a written form and participants provided written informed consent.
In conditions 1–3, the participants spent a single night and in condition 4 the participants spent two non-consecutive nights in a dark and quiet room at the Institute of Sports and Sports Sciences (Heidelberg University) with continuous PSG recording. They arrived at 9:00 pm and the experimenter familiarized them with the room and setting. Then the participants prepared themselves for the night and all electrodes were attached by the experimenter. After the recording signals were checked, the experimenter explained to the participants the definition of a lucid dream and trained them in left-right-left-right (LRLR) eye movements to signal a possible lucid dream (cf.
The night procedure divided into two parts.
The first part of the night lasted at least 5 h and 40 min after sleep onset. Then the participants were awakened from the subsequent REM period following 10–15 min of uninterrupted REM sleep. If all subsequent uninterrupted REM sleep was shorter than 10 min, the participant was awakened following the next REM period after 7 h from sleep onset, even if it was shorter than 10 min. Further, if a LRLR signal was observed on the sleep recording, the participant was also awakened (3 epochs after the last signal).
Via intercom system, the participants were called by their name until responded. Then they were asked to report any mental content that was in their mind before awakening. If the participant did not recall any sleep mentation immediately, he or she was given 2 min to think about it and try to recall it. Further, the participants were asked if in the dream they were aware that they are dreaming (self-rating of lucidity) and if they gave a LRLR eye-signal. All conversations were recorded via a voice recorded.
After awakening the wake period followed. In Experiments 1 and 2, the participants were kept awake for 60 min. During this time period, firstly, the participants were given a dream report sheet and a pen to write down the dream that was just verbally reported (or some vivid earlier dream if nothing was recalled). Then they were given an information sheet about the dream signs (incongruous elements of a dream indicating that this might be a dream, e.g., an odd form, action, context) and asked to go through their dream report and identify all possible dream signs. Lastly, the participants were given a description of MILD technique and asked to practice it with using the present dream report and identified dream signs. To ensure the participants’ clear understanding of dream signs and MILD technique, they were asked to explain both the identified dream signs and MILD technique to the experimenter (and corrected if necessary). The participants in Experiment 3 did exactly the same procedure but with a shorter duration (30 min in total; about 10 min for each step).
The participants in Experiment 4 were also kept awake for 60 min and, in a randomized and counterbalanced order, one night were given a book to read for 60 min (fiction, a collection of short stories, “Hauptsache von Herzen” by Brigitte Sinhuber), while on the other night they played a series of Wii video games that involved body balancing (ski-slalom, snowboarding, etc.) for 60 min. After the wake period finished, the participants returned to bed. The participants in Experiments 1–3 were instructed to keep practicing MILD while falling asleep, whereas the participants in Experiment 4 were simply instructed to recognize that they dreaming the next time they dream.
Upon returning to bed, the participants were further awakened following these conditions: (1) 15 min of uninterrupted REM sleep after 3 h; (2) end of a shorter than 15 min REM period after 4 h; (3) after observing a LRLR eye-signaling on the sleep recording (3 epochs after the last signal). The awakening was made in the same way as before (see above).
All recorded dream reports were transcribed, randomly permutated and scored by a blinded judge for lucidity on a 3-point scale (0 – no evidence of a lucid dream, 1 – possible indications of a lucid dream, 2 – clear indication of a lucid dream), which was shown to have a good interrater agreement (
A successful induction of a lucid dream could be shown by three types of proofs (see also
Because this was an exploratory study, the main focus is on descriptive statistics.
The WBTB sleep data for all conditions is provided in
Sleep data for the second half of the night.
Total bed time (min) | 206.234.5 | 167.965.4 | 190.447.5 | 182.623.4 | 195.332.3 | 1.30 | 0.28 |
Total sleep time (min) | 162.463.5 | 113.364.1 | 152.942.3 | 151.424.5 | 132.055.2 | 1.86 | 0.13 |
Sleep efficiency (%) | 76.622.5 | 66.022.9 | 81.013.2 | 83.110.0 | 66.423.2 | 2.21 | 0.08 |
Sleep latency (min) | 17.010.6 | 43.931.2 | 35.635.3 | 19.39.2 | 37.017.2 | 2.76 | 0.04 |
REM latency (min) | 35.516.7 | 48.218.9 | 30.120.1 | 34.226.2 | 54.939.5 | 1.97 | 0.11 |
REM period count | 2.31.1 | 1.00.8 | 2.41.0 | 2.01.0 | 1.71.1 | 4.16 | 0.01 |
REM period range | 1–4 | 0–3 | 1–5 | 0–4 | 0–3 | ||
REM total time (min) | 36.922.6 | 29.133.8 | 47.821.6 | 35.219.0 | 28.520.9 | 1.34 | 0.27 |
REM% SPT | 20.110.0 | 20.018.8 | 31.711.2 | 22.712.3 | 17.512.1 | 2.19 | 0.08 |
Wake% SPT | 13.715.6 | 21.926.2 | 6.28.3 | 8.39.7 | 18.418.8 | 1.93 | 0.12 |
Stage 1% SPT | 14.67.5 | 17.112.4 | 10.27.6 | 9.06.3 | 10.76.1 | 2.04 | 0.10 |
Stage 2% SPT | 44.713.1 | 35.919.6 | 44.311.6 | 49.28.5 | 43.514.1 | 1.53 | 0.21 |
Stage 3% SPT | 2.83.9 | 2.54.5 | 4.75.7 | 8.19.3 | 6.86.2 | 1.95 | 0.12 |
In total, 115 dream reports were collected during the experimental night: 60 from the first part of the night and 55 from the second part of the night. The dream recall rate for the first part of the night was 95% (from 63 REM awakenings) and for the second part of the night was 76% (from 63 morning naps). The dream reports had an average length of 120.3 ± 121.3 words.
In total, the participants reported lucid dreams during 20 morning naps following awakening (32.3%). Further, on four occasions (6.5%) they were unsure if they were dreaming or not. On 14 occasions (22.6%) no dreams were recalled and on 24 occasions only non-lucid dreams were reported (38.7%). The judge rated 24 dream reports as without evidence of lucid dreaming (exactly the same ones as the dreamers themselves), 22 dream reports as with clear indications of lucid dreaming (19 of which the participants rated as lucid and 3 as ambiguously lucid) and two dream reports as with possible indications of lucid dreaming (one which was rated by a participant as lucid and one as ambiguously lucid).
Further, on 14 occasions (22.6%) the participants reported that they produced a LRLR eye signal to confirm their lucidity. In nine cases LRLR eye signals were clearly observed on the PSG recording to occur during unequivocal REM sleep; in three cases the signal and/or sleep stage was ambiguous and in two cases there were no signs of prearranged eye-signaling on the sleep recording. On five occasions (8.1%), the participants reported that they are unsure if they produced a LRLR eye signal. In two of those cases there were unequivocal signals during REM sleep observed on the sleep recording, one case was ambiguous and in two other cases no prearranged eye-signaling was observed. On further five occasions (8.1%), the participants reported that they did not give the signal despite the fact that they were aware of dreaming during the dream. The numbers of lucid dreams according to both “strict” and “loose” criteria in different conditions are presented in
Number of lucid dreams in different conditions.
Nb (male/female) | 11 (6/5) | 15 (9/6) | 14 (11/3) | 11 (5/6) | |
LD (loose)c (male/female) | 6 (2/4) | 8 (4/4) | 5 (5/0) | 1 (1/0) | 0 |
LD (strict)c (male/female) | 3 (2/1) | 4 (1/3) | 2 (2/0) | 0 | 0 |
Six out of 11 participants (54.5%) reported to have a lucid dream in the nap following awakening. All these dreams were verified as lucid by an external judge who scored dream reports. Four participants reported that they produced a LRLR signal (three signals were successfully verified on the PSG recording to occur during unambiguous REM sleep; one signal was ambiguous). Two other participants were unsure if they produced a signal (one signal, however, was verified on the PSG; other signal was ambiguous).
Eight out of 15 participants (53.3%) reported a lucid dream during the nap. All these dreams were verified as lucid by an external judge who scored dream reports. Six participants reported that they produced a LRLR signal and four of these signals were successfully verified on the PSG recording. In one case, the signal on the PSG recording was ambiguous, in the other case the signal was absent and there were no REM sleep during the nap period.
Five out of 14 participants (35.7%) reported a lucid dream during the nap and two of them gave a LRLR signal (verified on the sleep recording). Two others did not give a signal and one was awakened on making a signal. One participant reported to make a signal but was uncertain if he was dreaming and corresponding PSG recording showed high EEG alpha levels.
In the 60 min plus reading condition, only one participant reported a lucid dream, but did not make a LRLR signal. One other participant was uncertain if he was dreaming and made a signal, however, the signal was verified on the PSG recording.
In the 60 min plus Wii condition, two participants were unsure if they had a lucid dream. One of them reported a dream in a dream and told that he made a signal, the other participant was unsure about signaling. No signals were visible on the PSG recording in both cases.
Taken together conditions 1–4, no gender differences were found for successfully induced lucid dreams with respect neither to the loose (Chi2 = 0.80;
The findings of the present study show that by using a combination of WBTB and MILD techniques, lucid dreams can be effectively induced in people who are not selected for their lucid dream abilities. According to the present results, the most effective approach is to use 1 h WBTB time, during which dreamwork is carried out and MILD is practiced. Under such circumstances, about a half of the participants report a lucid dream and about one out of three participants have a lucid dream which could be objectively verified by volitional eye signaling on the sleep recording. Shorter WBTB durations might be less beneficial, as well as if different activities than dreamwork are used during the WBTB period.
The achieved success rates are quite high, if compared to other sleep laboratory lucid dream induction studies with unselected student samples. For example, in a study by
The duration of WBTB period seems to be an important factor in the effectiveness of technique. Previous research showed that with MILD, the most efficient periods of WBTB are of 30–120 min (
Two recent sleep laboratory studies applying an acoustic cue during the induction technique of the WBTB-paradigm might shed some light on the timing issue. In the first study lucid dreams were successfully induced in a single nap session by cueing beeping tones with cognitive training (
In contrast to the suggestion by
The period of wakefulness in early morning hours did not disturb subsequent sleep: In only one case (1.6%) the participant was not able to fall asleep after WBTB and in most cases (85.5%) the participants had REM sleep. Interestingly, one participant reported a lucid dream after a nap without REM sleep. While there were no eye-signaling in this case, this might have been an NREM lucid dream, which were also infrequently observed before (
Some methodological issues have to be acknowledged. One of the main challenges in all lucid dream induction studies is what to consider a valid criterion for successful induction (see
Some further limitations should be acknowledged. Even though 51 participants were included in the study, the sample sizes across the groups are rather small. Indeed, this is one of the reasons, why the results are of descriptive nature. However, the number of about 50% of participants who successful induced a lucid dream within a single sleep laboratory night provides a good reference to what might be a good induction rate in future studies. Furthermore, it should be mentioned that that only one independent judge rated the dream reports, but this was in high accordance with the self-ratings of the participants. Finally, no adaptation night have been done. Therefore, the so-called first night effect might have possible effects on the REM-NREM sleep cycles, e.g., reducing or delaying REM sleep (
To summarize, the present study showed that by using a combination of WBTB and MILD, lucid dreams can be effectively induced in people who are not selected for their lucid dream abilities. Future studies should focus on the time of practicing MILD and on combining WBTB with other cognitive techniques (like reality testing) to check their influence on lucid dream induction.
The datasets generated for this study are available on request to the corresponding author.
Ethical review and approval was not required for the study on human participants in accordance with the local legislation and institutional requirements. The patients/participants provided their written informed consent to participate in this study.
Both authors listed have made a substantial, direct and intellectual contribution to the work, and approved it for publication.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.