Edited by: Tim Bogg, Wayne State University, United States
Reviewed by: Jill Ann Jacobson, Queen's University, Canada; Stephanie M. Carpenter, University of Wisconsin-Madison, United States
This article was submitted to Personality and Social Psychology, a section of the journal Frontiers in Psychology
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The population of people with Intellectual disabilities are extremely heterogeneous. They vary greatly in etiology, support needs, and comorbidities (e.g., health problems, mental health issues and physical, and sensory impairments). The clinical definition of intellectual disabilities provided by The World Health Organization (World Health Organisation,
Nomenclature has varied across time, geographies, and cultures, with terminology often co-opted and naturalized within society as terms of derision (e.g., idiot, retard etc.), which serves to societally disempower, stigmatize, and devalue this group of people (Siperstein et al.,
Although there has been a concerted effort since the 1980s to remove social and physical barriers and moves toward equal citizenship and inclusion, individuals with intellectual disabilities still face numerous challenges in many aspects of their daily lives. From human rights issues, to experiencing the intolerance of others, they often face social, as well as physical exclusion (Amado et al.,
There is evidence that eliciting positive emotions, such as fun and amusement are key components of positive social engagement. Therefore, it is also relevant for those with an intellectual disability. By its very nature, when spontaneous laughter, a non-verbal vocalized expressive communication signal of amusement occurs, it alters the state of consciousness and allows for “
However, in order to fully understand this dynamic, one also needs to consider that individual differences will play a role. Being high in trait and state cheerfulness, low in seriousness and bad-mood relates to the temperamental basis for a sense of humor (Ruch et al.,
As well as being linked to aspects of relationship building and maintaining, humor directly links to positive affect and enhanced quality of life (Kuiper et al.,
Moran (
When discussing the positive benefits of humor in all aspects of social interactions it is essential to define this complex construct, as many theories exist and not all may have the functions being discussed in this paper. For example, laughing at someone, or mocking them, is a form of humor interaction but will neither foster good relationships nor elicit positive affect in the target of that mockery. However, teasing, which also relates to “play” laughing at a target, serves a pro-social function, and even seen as part of flirting behavior (Keltner et al.,
One classification was proposed by Schmidt-Hidding (
Schmidt-Hidding comic style for humor.
Intention, Goal | To arouse sympathy and an understanding for the incongruities of life |
Object | Creation in all its forms; human and real issues |
Attitude of the agent as subject | Distant, affirmative, conciliatory, tolerant, love of the individual creation |
Behavior toward the next | Understanding, benignly including oneself in judgments |
The ideal audience | Jovial, relaxed, contemplative |
Method | Realistic observation |
Linguistic peculiarities | Ambiguous, without punch line; first-person Narration preferred; dialects, and professional jargon |
Table
Little is known about humor in relation to people with intellectual disabilities. The development of the sense of humor is well established and broadly depends on cognitive, social, and individual difference variables. For verbal humor, such as joking, a greater cognitive capacity is required (McGhee,
As the participation in humorous interactions requires both en/and decoding of the play signals, associated craniofacial differences may affect the expressed enjoyment, which may be prohibitive of sustained interactions where humor is exchanged. Conversely, the genetic condition Angelman syndrome includes, as part of its behavioral phenotype, frequent expressions of smiling, and laughter. Though not always the case (see Oliver et al.,
This review aims to investigate the state-of-the-art in the existing empirical evidence regarding the interactional and experiential aspects of humor for people with intellectual disabilities, and those who support them. To this end a systematic review was conducted of the extant literature to address the following questions.
In what ways has humor and laughter been empirically explored and investigated in the lives of people with intellectual disabilities?
Is humor behavior a significant component of the social interaction of people with intellectual disabilities?
What is the quality of empirical evidence regarding humor in people with intellectual disabilities?
This systematic review study is underpinned by transformative and positive psychology epistemological perspectives, aiming to provide knowledge which can be used to improve the lives of people with intellectual disabilities. It collates and synthesizes literature underpinned by postpositivist, phenomenological, and constructivist epistemologies. From this framework, it aimed to highlight the emergent themes around humor interactions and the experiences of people with intellectual disabilities and their interaction partners (e.g., carers and family members). We predict that humor will play an important role in the social interactions of people with intellectual disabilities.
This systematic review employed the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) (Moher et al.,
From the existing expertise of the authors and an initial scoping perusal of the extant literature it appeared that literature focusing on humor and people with intellectual disabilities was scant.
For this literature review a search in the Web of Science (SCI-EXPANDED, SSCI, and A and HCI) and EBSCO (British Education Index, Child Development and Adolescent Studies, Cinahl, Education Research Complete, ERIC, Humanities International Complete, Medline, Psychology, and behavioral sciences collection, PsycINFO and SocINDEX) databases was conducted in April 2017 (Search dates ranged between 1954 until 2017) and subsequently updated in September 2017. All English language papers containing the terms “Intellectual disability” or “learning disability” and “humor” or “humor” with the searches combined terms for humor and intellectual disabilities with the Boolean operator “and” in the title or abstract were identified (Note: the search engines also identified and included related terms in the searches). An example of database specific search terms (Psychinfo) is given in Appendix
The titles of these studies (see Figure
Flowchart of study identification.
In addition, in March 2017 a request for information on research relevant to humor and people with ID was sent to members of the International Association for the Scientific Study of Intellectual and Developmental Disabilities (IASSIDD) Quality of Life Special Interest Research Group and the Intellectual Disability UK Research mailing list, with the request subsequently being published in the TAC Bulletin in October 2015 (
The authors subsequently identified and reviewed English language studies, focusing on humor interactions by people with intellectual disabilities. Contextually and due to the literature gathered, this paper is written from a UK perspective, but also incorporates research from North America, Asia, Australasia, and other parts of Europe (see Appendix
Studies were required to meet all of the following criteria: Collection of empirical data; peer reviewed; English language full text; published between 1950 and 2017. Inclusion criteria germane to the focus of the review were as follows:
Studies included had to include as participants or be focused upon people with intellectual disabilities and/or those with developmental disabilities where intellectual disability is a core component e.g., people with Autistic Spectrum Disorder (autism), Rett syndrome. Core papers had to focus on humor and laughter in terms of either: (i) it being the primary focus of the paper; or (ii) it being a key finding from the empirical work. Particular attention was given to studies investigating or presenting findings which centered on the interactional components of humor in the lives of people with intellectual disabilities.
As we were also interested in how humor had been conceptualized and studied in the lives of people with intellectual disabilities, we also included some papers outside of these inclusion criteria which focused on analysis of secondary data in an area of study considered important to the lives of people with intellectual disabilities but seldom investigated in terms of primary data (i.e., the relationship between humor and stigma) or focused on carers and professionals who supported people with intellectual disabilities.
The following exclusion criteria were applied: not peer reviewed or where the peer review status was deemed unclear; reviews, letters, commentaries, editorials, meeting, or conference abstracts; study relates solely to infants (less than 1 year of age). Those articles that did not relate sufficiently to either humor or intellectual disabilities were excluded. We also excluded papers which focused on people with developmental disabilities where intellectual disabilities are not a principal component (i.e., specific developmental disorders, attention deficit hyperactivity disorder, Asperger syndrome etc.).
Following secondary screening by title and abstract, we included two new exclusion criteria. First, any article that focused purely on phenotypic aspects where humor was not a central consideration but a description associated with the phenotype. Second, papers where the focus is on fun and enjoyment as ways of eliciting engagement rather than specifically focusing on interactional and experiential aspects of humor.
The findings were summarized in two key ways. Firstly, tabulation of the papers pertinent to humor in people with intellectual disabilities that help shed light on main areas of research. This was supplemented by a thematic organization of the papers which developed from the extraction of data on the foci and findings from the studies in accordance with the specified research questions addressed. Meta-analysis was precluded by heterogeneity across studies.
Critical appraisal of the quality of the studies and risk of bias for the retained articles was conducted using the QualSyst quality appraisal tool for quantitative studies (Kmet et al.,
Finally, based on the number and quality of studies reviewed, conclusions were drawn in relation to the questions posed at the outset of the review.
Electronic database searches identified 241 references, with 214 remaining after removal of 27 duplicates. Following an initial screen of the peer-reviewed papers based on the paper title and abstract, 138 references were excluded with 76 remaining for further screening. After examination of full text and the addition of studies cited within these, 32 studies met the inclusion criteria. These are summarized in Appendix
Of the 29 papers that met the inclusion criteria 13 were qualitative, 19 quantitative. With regard to the methodology employed within the qualitative papers: Two papers involved description of educational or mentoring programs, with only one of these qualitatively evaluating the program; Four studies used face-to-face interviews with either carers (
Considering the methodologies used within the quantitative investigations: Three were descriptive studies using survey or observational methods, a fourth descriptive study used a cross-sectional design gathering data using specifically devised materials to ascertain comprehension/appreciation of humor; Two were longitudinal cohort studies. In addition, many studies employed quasi-experimental approaches (
With respect to the different subgroups of people with intellectual disabilities recruited into the studies, many (
Eight themes were determined from the post-scrutinized papers. Humor was studied in different and competing ways in the identified literature. To facilitate interpretation of data, findings are organized and presented by these emergent themes.
It emerged that five studies explored humor comprehension and preferences in people with intellectual disabilities. This supports the notion that this important communication behavior is a neglected area of study in adults with these disabilities, requiring further investigation. Findings suggest that young people with intellectual disabilities show appreciation of humor (Degabriele and Walsh,
Degabriele and Walsh (
One study by Short et al. (
Utilizing a comparative study to investigate aspects of humor comprehension and its connection to aspects of Theory of Mind, Sullivan et al. (
A similar study by Godbee and Porter (
A further study conducted by Krishan et al. (
Studies reported findings where humorous exchanges, in particular banter and sharing of humor, were identified as significant, enjoyable components in the facilitation, development and maintenance of social relationships, and capital. They also identified how humor served to enhance social closeness facilitating intimate shared connection between people with intellectual disabilities and those supporting them. Attunement of those providing support to those with more significant cognitive impairments was highlighted as positive components of social interaction, including attuning of the type of humor (e.g., slapstick).
Griffiths and Smith (
Johnson et al. (
Chadwick and Fullwood (
Four papers focused on humor in the classroom and one on changing behavior in pre-school children. Schnitzer et al. (
The play behaviors of school age children with intellectual disabilities were assessed by the observational Assessment of Ludic Behavior instrument which measured three dimensions: play interests, play abilities and play attitude (Messier et al.,
People with intellectual disabilities have been shown to be creative in their humor use (Johnson et al.,
Johnson et al. (
This creative use of humor in social interaction was very different for those children with autism, for example. Hobson et al. (
(Gagić et al.,
Some of the identified papers and themes, focused on specific groups of people with intellectual disabilities associated with specific syndromes and how humor is understood, expressed and used in these groups. Diagnoses including Autism, Down syndrome, Angelman syndrome, Williams syndrome, Prader Willi syndrome and Rett syndrome were studied, here we collate research focusing on the first two of these groups.
Four papers investigated the play, the humor and laughter of children with autism and, in one instance, compared them with children with Down syndrome. Hobson et al. (
Reddy et al. (
Focusing on the vocal expressions of laughter, produced by children with and without autism, Hudenko et al. (
The remaining study was conducted by St. James and Tager-Flusberg (
In addition to being a means of facilitating social closeness, supporting learning and creativity, research had also focused on laughter as an unwanted, disruptive, unelicited and/or inappropriate, social behavior. Some studies focused on reducing such behavior via corrective intervention, others investigated the trajectory of unwanted laughter as people age, whist other considered whether laughing behavior was unelicited or a response to social and environmental stimuli.
A paper by Schieltz et al. (
Rett syndrome is a rare neurodevelopmental disorder which usually affects females. It is associated with a mutation in the MECP2 gene (Amir et al.,
Wong et al. (
Angelman syndrome occurs in 1 in 10–12,000 live births and is associated with various degrees of intellectual disabilities (though typically severe to profound cognitive impairment) and greater impairment of expressive over receptive speech (Steffenburg et al.,
Oliver et al. (
In 2015 Adams et al. published a brief report on a longitudinal UK based study of laughing and smiling in 12 young people with Angelman syndrome across full interactional (with eye contact), interactional (without eye contact) and proximity conditions. The findings revealed that smiling and laughing reduced with age during full interactions for participants as they move from childhood into/toward puberty/adolescence. Thus, an interaction between behavioral phenotype, environment and aging is apparent from the data. The need to explore further how puberty affects physical, emotional, and social development in people with intellectual disabilities is highlighted here.
Mount et al. (
One of the ways in which humor and shared humor operated as important aspects of the social worlds of people with intellectual disabilities was as a coping strategy carers used to manage and bring enjoyment and value to the caring responsibilities and societal stigma which accompanied their role. This was found in three of the identified articles.
MacDonald et al. (
In a qualitative interview based study with eight paid staff members working on a treatment program for sex offenders with intellectual disabilities, Sandhu et al. (
Forster and Iacono (
Support staff enjoyed seeing laughing in the person they were supporting and felt that smiles and signs of positive affect made the more negative aspects of the support worker role worthwhile. The staff also valued sharing sad times with the person with PMLD, as well as laughter, indicating that humorous exchanges are only one important component of interactions and relationship building. Interactions involved continual ascription of meaning to the behaviors of the person with PMLD. A strong emotional component was evident in the descriptions of interaction, which also involved physical touch, and built attachment between the person with PMLD and the support staff. This was reportedly somewhat at odds with the professional role of being a carer. The idea of age-appropriate interactions was critically questioned by the phenomenological accounts.
Humor was a key component in papers investigating stigma and prejudice directed toward people with intellectual disabilities. Intellectual disability was also investigated as an object of humor and consequentially an indicator of disablist attitudes and stigma. Four papers had this focus within the review. Two investigations focused on representations of people with intellectual disabilities in the media. Goggins (
Fudge Schormans et al. (
Johanson-Sebera and Wilkins (
Only one cross sectional UK survey by Ali et al. (
The quality of papers selected for inclusion in the review was assessed for all papers by both authors using the standard quality assessment for evaluating primary research papers (Kmet et al.,
A mean score was computed for each article to provide an overall rating of quality (see Appendix
After scrutinizing the extant literature, this systematic review yielded 32 papers, from which eight themes were extracted. The meanings of humor investigated characterized it as a complex interactional process, a social process, a facilitator of development, a response to social and interactional stimuli, and an inherent characteristic. This is in line with the complexity and varying conceptualizations and meanings previously assigned to humor (Moran,
Humor comprehension and preference had not been extensively studied in the literature. The few studies that had explored this area revealed that humor comprehension can be supported by gestures. People with Williams syndrome found non-literal humor (e.g., sarcasm, irony) more difficult to understand which may impact on their social relationships. People with intellectual disabilities appreciated many various types of humor.
Research findings evident in the reviewed studies highlighted the utility and value of benevolent humor in facilitating social relationships, social closeness, carer coping and carer value, and enjoyment of the caring role. Despite this, there were few studies that specifically focused on the utility of humor in developing relationships and social closeness. Two studies highlighted the importance of shared humor for good interactions of people who do not use formal means of communication (i.e., people with PMLD). Humor was found to be an important component of online interactions for people with mild to moderate cognitive impairment and those with autism, Down syndrome and intellectual disabilities. For people with complex support needs and more severe cognitive impairments (e.g., those with Angelman syndrome), humor was also found to be a response to familiar interactional stimuli. Given the importance of humor in these contexts, it would behoove future research to consider humor as more of a key variable in interactions between people with intellectual disabilities and significant others across a variety of contexts.
Benevolent humor and sharing of social moments were key in fostering relationships, serving important social functions of humor in the lives of people with intellectual disabilities. Humor interactions, are by their very nature, complex. They can relate to laughing along together, while experiencing a shared moment (Chapman,
A relationship was identified between humor and stigma. Stigma has been found to be linked to negative evaluative beliefs about the self, experiences of feeling different; with this internalizing experienced stigma negatively affecting the psychological wellbeing of people with intellectual disabilities (Dagnan and Waring,
Humor was also explored in educational settings with a focus on its role as a facilitator of development and learning. However, laughter was considered an unwanted, disruptive or inappropriate behavior in some studies too, with a small number of investigations attempting to unpick the factors which elicit laughter. Further exploration of context and differing conceptualizations of humor are clearly needed. Humor was rarely studied as a component of creativity amongst people with intellectual disabilities and autism with only one study investigating it in this way. Others highlighted the creativity inherent in the humorous expression of people with intellectual disabilities and that creativity may differ between children with and without autism. However, creativity was not always operationalized adequately within these studies.
Humor and play literature focused only on children with autism and Down syndrome and revealed that despite evidence of deficits in the social-cognitive aspects of humor, with some reductions in scope and complexity of expression, young people did demonstrate humor in their play. Although hinted at in some of the investigations of the social communication (i.e., humorous banter), there is a need for further exploration of play in adulthood in people with intellectual disabilities given its positive association with wellbeing (Proyer,
For those providing support, humor served a bonding function between carers sharing similar challenging circumstances and facilitated coping. Observed expressions of humor and joy in people with ID and shared humor between carers and those supported enabled carers to maintain a sense of satisfaction, worth and joy in their caring role, despite the difficult times they may experience.
Currently, there exists limited literature focusing on humor in the lives of people with intellectual disabilities. In the literature that does exist a range of methods have been employed. In the main, studies adopted descriptive, survey, qualitative observation or interview based methods, with a number of quasi-experimental ex post facto design investigations and very few true experiments. The quality of the reviewed papers was, in the main good, with a few exceptions, in particular the qualitative research reviewed was well conducted. Nevertheless, there were few studies providing direct empirical investigation of humor appreciation and comprehension of people with intellectual disabilities. Some studies, especially those focusing on specific syndromes, were small scale, underpowered and lacked statistical analysis, however this is understandable given the rarity of these conditions.
Within the papers included in the review, humor was often incorporated, not as a primary variable, but instead as a descriptive secondary variable or illustrative of a wider field of study (i.e., social interaction/communication) or emerged as a finding not initially sought in the study. Seldom was humor the primary variable under investigation (
Given the positive and negative impacts on wellbeing, the ubiquitousness of humor as part of the human experience and the varied conceptualizations of humor evident, there does appear to be a need for more research specifically focusing on humor and intellectual disabilities. More high-quality, primary, empirical research appears to be needed. In particular, future studies are needed in the areas of humor comprehension, representation and stigma, with greater clarity and specificity needed around the meaning and measurement of humor under scrutiny. Moreover, no study directly explored the relationship between humor and wellbeing in people with intellectual disabilities, which is a notable oversight and needs addressing in future research endeavor. Due to the potential negative effects on psychological wellbeing, the role of humor as a manifestation of societal stigma is also in need of further robust empirical investigation.
Although the search terms for this study were representative of and aligned with the review aims, other search terms may have been overlooked. This may have yielded relevant literature omitted from this review. Definitional difference in nomenclature (i.e., the term learning disabilities equating to intellectual disabilities in the UK whilst in the US and Canada it more typically equated to specific learning difficulties and developmental disabilities) made identification of papers where the participant group was people with intellectual disabilities more challenging. Alongside this, some papers did not adequately describe or define the participants which may have led to the inclusion of some papers which may not have been as directly relevant to people with intellectual disabilities (e.g., Bees,
Finally, due to the novelty of the area of investigation the review presented is, by necessity, broad and multidisciplinary in scope in terms of the range of people with intellectual disabilities included. It does not focus on one specific group of people with intellectual disabilities with a range of methodologies employed in the selected studies. We aimed to explore the current state of knowledge in this field and so people with intellectual disabilities from different age groups, and their carers, were all included to provide more comprehensive and valuable insights into this unexplored area. Hence, we did not feel it appropriate to incorporate more specificity into inclusion/exclusion criteria for this initial review. Despite this, we would urge future empirical research and reviews to specify the distinct stakeholder and age groups and the particular etiology of participants. This will enable a corpus of research to be developed which can be synthesized in future meta-analysis and qualitative synthesis research. Moreover, many of the themes identified had only a handful of papers investigating them so the themes identified in this review are tentative. Further work is needed to bolster the existing evidence base and to fully explore many of the areas identified in this review. In particular the themes when developed from the review did not conform to a humor production / appreciation thematic structure as might be expected. Future research should prioritize work to better understand humor appreciation and production in people with intellectual disabilities to help achieve research parity and, more importantly, to enable more efficacious and positive support to occur through dissemination of this research work to key stakeholders and support staff. Finally, research endeavor should also be mindful to conduct humor research which is of importance to people with intellectual disabilities themselves via more inclusive and participatory strategies integrated into the research endeavor so that the work does not remain remote from the lives of people.
Humor is an important aspect of the social interactional lives of people with intellectual disabilities and their carers serving important social, developmental, and emotional wellbeing functions. In particular it can serve an equalizing function in terms of interactional power fostering the experience of shared moments and building of social capital. On the other hand, humor can also be a manifestation of negative attitudes and derogation of people with intellectual disabilities, serving as a source of source of stigma and emotional harm. However, the literature as it stands is limited with the need for further methodologically robust investigations where humor is a central variable of interest. Such work will enable the ways in which humor serves both positive and negative functions in people's lives to be better understood, fostered and combatted.
TP and DC contributed to the conceptualization of the review. DC was first screener of the papers focusing on people with Rett and Angelman syndrome and papers relating to carers and stigma. TP reviewed the humor in play, creativity and classroom papers, and those papers focusing on people with Down syndrome and autism. Authors shared preliminary reviewing of the core humor appreciation, comprehension and social facilitation papers. Both authors independently completed the quality reviews on all selected papers. TP and DC contributed equally to the writing of the study.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
We would like to thank Dr. Wendy Nicholls for her advice on the quality assessment processes of conducting a systematic review.
The Supplementary Material for this article can be found online at: