Edited by: Antonio Metastasio, Camden and Islington NHS Foundation Trust, United Kingdom
Reviewed by: Christopher Nicholas, University of Wisconsin-Madison, United States; Yasmin Schmid, University Hospital of Basel, Switzerland
This article was submitted to Psychopathology, a section of the journal Frontiers in Psychiatry
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The relationship between personality and serotonergic hallucinogens such as lysergic acid diethylamide (LSD), psilocybin, and ayahuasca/dimethyltryptamine (DMT) is poorly understood (
Regarding ayahuasca (a hallucinogenic botanical brew rich in β-carboline alkaloids and DMT), observational studies of ritual ayahuasca users reported increases in Openness (
Study 1 was conducted from November 2017 to May 2019 and had as the primary outcome the effects of ayahuasca on emotion face recognition, and as secondary outcomes subjective effects, safety, and personality measures [the results were recently published (
In study 1, 49 participants were screened through the Structured Clinical Interview for Mental Disorders (SCID-5-CV, DSM-5) via telephone (
In both trials, volunteers were invited through contact with researchers or other study participants. Eligibility criteria in both trials included age between 18 and 65 years. However, studies differed regarding drug use. In study 1, eligibility criteria included the absence of prior use of ayahuasca and ≤ 2 uses in life of other hallucinogens (LSD, psilocybin, DMT, mescaline, other tryptamines and phenethylamines). In study 2, eligibility criteria included ≤ 2 lifetime uses of hallucinogens (including ayahuasca) and ≤ 20 lifetime uses of other recreational drugs. In both studies, exclusion criteria included a current or past history of cardiovascular, liver and/or neurological diseases, any psychiatric diagnosis (SCID-5), use of psychoactive medications (antidepressants, mood stabilizers, anxiolytics and antipsychotics), recurrent use (> twice a month) of drugs of abuse (cannabis and cocaine confirmed by urinalysis and other drugs as reported by volunteers), and pregnant or lactating women.
Groups were homogeneous in terms of sociodemographic characteristics (the sociodemographic characteristics of the volunteers are shown in the
The trials were approved by the Research Ethics Committee of the Hospital das Clínicas, Faculty of Medicine of Ribeirão Preto, University of São Paulo (HC-FMRP-USP). All procedures were conducted in accordance with the Declaration of Helsinki and the ethical standards of the Ministry of Health (Resolution No. 466/12 of the National Health Council). Volunteers received detailed information on the nature of ayahuasca, the general psychological effects of hallucinogens/psychedelics and their possible adverse effects, as reported in the psychiatric literature. All volunteers gave their written informed consent to participate.
In study 1, the administered drugs were placebo and ayahuasca (both 1 mL/kg). In study 2, the treatments were 600 mg CBD (99% purity diluted in sunflower oil, administered in two 00 capsules containing 300 mg of CBD each; BioSynthesis Pharma Group Ltd, United Kingdom) plus ayahuasca, and placebo plus ayahuasca (ayahuasca dose of 1 ml/kg). The ayahuasca dose administered was chosen based on previous work by our group in which it caused psychotropic effects (
In study 1, the placebo was a non-psychoactive substance intended to produce in the participant the sensation of drinking a nauseous and bitter medicine. Since all volunteers were naive to the use of ayahuasca in this study, they did not know the organoleptic properties of ayahuasca. Placebo was prepared with substances that are commonly used as food additives and in pharmaceutical formulations: mineral water (500 mL), glycerin 5% (E422), purchased from Galena (Campinas, SP, Brazil), propylene glycol 5% (E1520), purchased from Fagron (São Paulo, SP, Brazil), and methylparaben 0.1% (E218), purchased from Ely Martins (Cravinhos, SP, Brazil). For study 2, where the blinding procedure was done regarding CBD administration, the placebo was two 00 capsules identical to the ones that contained CBD plus sunflower oil, but with just the oil. Ayahuasca and placebo were administered in brownish/opaque glass bottles of 200 mL so that participants and researchers could not see the color of the liquid. Moreover, in the experimental session volunteers were instructed to ingest the full content of the bottle without smelling or visually examining its content. To avoid an accidental identification of the substance via smell by the authors in study 1, volunteers were instructed to open the bottle and drink the contents at least two meters away from researchers.
Both studies used a randomized, double-blind, placebo-controlled, parallel-group design. Simple randomization was performed in both trials by a researcher who did not participate directly in the experimental sessions and did not have access to the raw data of the study. We recommended abstention from alcohol, tobacco, and caffeinated drinks 24 h prior to the experimental sessions. Volunteers were instructed to fast before the session and to not ingest tyramine containing foods/drinks 24 h before and 12 h after the experimental session to avoid possible interactions with the β-carbolines in ayahuasca, which are reversible inhibitors of the monoamine oxidase enzyme type A (MAO-A). It was suggested for volunteers to wear comfortable clothes and to avoid using cell phones/social media during the experimental sessions. Reading was allowed (we offered some magazines with themes related to nature and science, but volunteers could bring their own reading). Music and movies were not allowed so that the environment during the effects of ayahuasca was kept as quiet and neutral as possible.
No specific psychotherapeutic intervention was used before, during, or after the experiments, as in our previous studies (
In the days to weeks after the experimental session, volunteers freely described their experiences, but no specific integration technique was used. In study 1, follow-ups occurred 1, 7, 14, and 21 days and 3 months after drug intake [see (
Volunteers were offered R$ 20.00 (~$4.00) for going to the laboratory in the experimental and follow-up sessions.
Personality was assessed and evaluated by a trained psychologist using the Brazilian version of the NEO-FFI-R instrument (
Since there is no previous study assessing the effects of ayahuasca on personality and both trials were pilot studies in which personality was not the primary outcome, no formal sample size calculation was performed. NEO-FFI-R subscales raw scores were transformed according to the technical instructions and were analyzed using a 2-way repeated-measures analysis of variance (ANOVA) with Time (number of assessments) as the within-subject factor and Group (ayahuasca, placebo, placebo + ayahuasca, CBD + ayahuasca) as the inter-subject factor. All the necessary tests to meet the statistic criteria (normality and homoscedasticity) were carried out. Statistical significance was used at
There were no significant effects of Time or in the Time x Group interaction in Neuroticism, Extraversion, Conscientiousness, and Agreeableness in both trials (
Openness to experience scores (mean; SD) on the four groups between baseline and day 21 (D21): placebo and ayahuasca (study 1,
In this analysis of changes in personality from two randomized controlled trials involving the administration of ayahuasca to healthy volunteers, no significant effects were observed in Neuroticism, Extraversion, Conscientiousness, and Agreeableness scores within and between groups. The only significant results were observed in Openness, where groups were significantly different on baseline scores, and a significant increase in Openness scores 21 days after drug intake compared to baseline was observed in the placebo plus ayahuasca group of study 2.
Previous studies with psilocybin and LSD have reported inconsistent results on personality measures. In healthy volunteers, a pooled analysis of two placebo-controlled trials showed a significant increase in Openness scores 14 months following a high-dose psilocybin session (
The inconsistencies found in other studies were also observed in the present investigation. Firstly, only in study 2 the administration of ayahuasca was associated with a significant increase in Openness. The same outcome was not observed in volunteers who took ayahuasca in study 1 (compared to placebo). Considering that both studies were carried out in the same set and setting and in healthy volunteers, these conflicting results could be accounted for by a lack of statistical power to demonstrate a statistically significant difference and perhaps by differences in study populations and/or in the alkaloid composition. For instance, participants in study 2 had a history of illicit drug use, perhaps reflecting “unconventional values” (a facet of openness) that was particularly susceptible to the ayahuasca psychedelic experience. Moreover, since the CBD plus ayahuasca group had the highest Openness scores at baseline, it is possible that further rises in this trait were not verified because these volunteers already had an above-average Openness trait. This could have inhibited ayahuasca's effect on this variable due to a ceiling effect. Regarding alkaloid composition, previous controlled trials showed evidence of dose-dependent effects of ayahuasca, especially regarding DMT (
Compared to baseline, the association of placebo plus ayahuasca in study 2 increased Openness scores 21 days after drug intake, replicating previous findings with LSD and psilocybin. These personality changes could have implications for and be of bigger magnitude in clinical samples, such as patients with depression and anxiety. Further trials with clinical samples are needed to better understand the effects of ayahuasca and other serotonergic hallucinogens on personality.
The original contributions presented in the study are included in the article/
The studies involving human participants were reviewed and approved by the Research Ethics Committee of the Hospital das Clínicas, Faculty of Medicine of Ribeirão Preto, University of São Paulo (HC-FMRP-USP). All procedures were conducted in accordance with the Declaration of Helsinki and the ethical standards of the Ministry of Health (Resolution No. 466/12 of the National Health Council). The patients/participants provided their written informed consent to participate in this study.
FO, JCH, and RS contributed to conception and design of the study. JM, GR, and JB organized the database. JB performed the statistical analysis. JM, GR, and RS wrote the first draft of the manuscript. GS, MY, EC, and MQ performed the chemical analyses of the ayahuasca samples. All authors contributed to manuscript revision, read, and approved the submitted version.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
We would like to thank the Santo Daime church Rainha do Céu (Queen of heaven) (Ribeirão Preto, Brazil) for donating the ayahuasca used in the trials and Jordi Cantillo Vila for advice in the statistical analyses.
The Supplementary Material for this article can be found online at: