Edited by: Frieder Michel Paulus, University of Lübeck, Germany
Reviewed by: William Ickes, University of Texas at Arlington, United States; Katherine Rice Warnell, Texas State University, United States
*Correspondence: Anat Perry,
This article was submitted to Social Cognition, a section of the journal Frontiers in Psychiatry
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
Empathy, broadly defined as the ability to understand the other and to share others’ emotions, motivates prosocial behavior and underlies successful interpersonal relations. Dysfunctions in this ability may cause fundamental difficulties in social communication. Empathy has been measured in various ways, from self-report questionnaires to laboratory objective performance tests. Empathic accuracy (EA), i.e., the ability to accurately empathize, is measured using more complex and ecological paradigms, such as asking participants to infer filmed interactions, or having people narrate personal emotional stories then assessing the correspondence between the perceiver and the target of empathy as the criteria for empathic ability. This measure is particularly useful in the study of clinical populations, where deconstructing the multifaceted concept of empathy may contribute to a more complete understanding of specific clinical profiles. This paper presents a scoping review of the literature on EA in clinical populations, and on EA and clinical traits and states in nonclinical or high-risk populations. Following an exhaustive literature search, 34 studies were found eligible to be included in this review. The largest category was studies focused on EA in people with schizophrenia (31%; 11 papers), followed by studies focused on EA in autism spectrum disorders (ASD) and autistic traits in a nonclinical population (22%; 8 papers). Studies were also found on EA and depression tendencies, psychopathy, social anxiety, behavior disorders, and personality disorders, and a few other clinical conditions. The included studies varied on research aims, designs, sample sizes, and male:female ratios. The overall synthesized results suggest that EA is reduced in schizophrenia and ASD. In other clinical populations, the number of studies was very limited. We urge researchers to further examine EA in these less-studied populations. The review reveals a general underrepresentation of female participants in studies on EA in clinical populations. We suggest that future research address understudied clinical populations, such as those diagnosed with psychopathy. Subject, target, and situational variables should also be considered, with special attention to gender differences (and similarities), the association between EA abilities and adaptive functioning, and the study of individuals with clinical conditions as targets, not just observers, in EA tasks.
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Every well-adjusted social interaction—for example, between parents and children, between peers or between partners—requires recognition, understanding and sometimes sharing each other’s thoughts, feelings, and emotions. Applying these complex skills, while maintaining a self/other distinction, is termed
As a sophisticated yet fundamental ability that plays a central role in human relationships, empathy has been extensively researched for decades, and it has been examined specifically in clinical populations in which social dysfunctions are key. For example, autism spectrum disorder (ASD), psychopathy and schizophrenia are clinical conditions that according to several theories are associated with pronounced empathic dysfunction (
Researchers in the fields of developmental, social, cognitive, educational, and clinical psychology, as well as cognitive neuroscience, use different methods and instruments to measure empathy in the general population, and in clinical or high-risk populations. In early childhood, empathy is often measured through observations, as a behavioral response to a simulation of others’ distress (
Empathic accuracy (EA) tasks have tried to offer a more ecological setting to measure empathic abilities. EA is the ability to accurately judge the cognitive and affective mental states of others (
A more recent EA paradigm developed by Zaki and colleagues is based on the perceiver’s interpretation of a target’s videotaped autobiographical emotional story as the stimulus (instead of a dyadic interaction), and the correspondence between the perceiver’s and the target’s ratings of
Another EA paradigm, which has been utilized mostly in research on romantic partners, uses experience-sampling diaries [e.g., (
All three prototypes of EA paradigms yielded various studies, and some of them applied specific variations and adaptations to the original developed tests. Common to all is the reliance on the concordance between the perceiver’s (the subject of the EA measure) view of the target and the target’s (the object of the EA measure) own report on their internal states to generate the EA measure. As such, EA measures provide more ecologically valid data on interpersonal perception in comparison to other experimental techniques. Moreover, an fMRI study by Zaki and colleagues suggests that both cognitive and emotional mechanisms contribute to the ability of the perceiver to accurately match her state with the emotions or thoughts experienced by a social target (
The main objective of this review is to provide an overview of the existing literature on EA in clinical populations or high-risk subclinical populations, and on clinical states and traits measured in nonclinical samples. To this end, we aim to (1) conduct a systematic search of the published peer-reviewed papers on EA in clinical populations; (2) map the characteristics and range of findings and conclusions in the identified papers; (3) examine reported challenges and limitations of measuring EA in clinical populations; and (4) propose recommendations for future research directions. Within the scope of this review are studies measuring EA conducted on clinical populations, as well as studies focusing on clinical traits in a high-risk or nonclinical population. We considered studies measuring valence (negative-positive) or content (thoughts, feelings), and measuring EA as a primary or secondary aim of the study (for example, studies measuring EA in a clinical sample as part of a battery of tests assessing social cognition). We also considered a variety of paradigms used to assess EA, including the dyadic interaction paradigm, the emotional story inferring paradigm and the daily diary paradigm. Common to all studies was the aim to assess the perceivers’ ability to accurately understand and report on the targets’ affective or mental state when the criteria are the target’s own representations of his or her mental state.
The methodology was based on the framework outlined by Arksey and O’Malley’s (
This review was guided by the following two questions: (1) What are the characteristics of studies measuring EA in clinical populations? and (2) What are the main findings and conclusions in the literature regarding EA in clinical populations? For the purposes of this review, all papers that used the term “empathic accuracy” and referred to a concordance or correlation between two partners (i.e., a target and a perceiver) were included.
The initial search was implemented in July 2019, using PsycNET and PubMed. The search query included the term “empathic accuracy” AND (permutations of) the terms: “autism”; “psychopathy”; “schizophrenia”; “depression”; “dyslexia”; “attention deficit”; “anxiety”; “OCD”; “behavior disorders”; “personality disorders”; “mood disorders”; “affective disorders”; “neurodegenerative disease”; “mental disability”; “learning disability”; “neurodevelopmental disorder”; “clinical population”; “mental disorders.” The reference lists of all potentially relevant papers were screened in a two-phase process: (a) title and abstract screening; and (b) full-text screening. Empathy measures were examined in the selected studies with respect to the extent to which they tapped into EA. A “snowball” technique was also utilized in which citations within papers were searched to look for potentially relevant studies. A follow-up search was conducted on September 24, 2019, to identify any additional relevant papers published after the initial search, resulting in the final list of papers for the review (see
Summary of studies’ characteristics.
Study | Objective/Research Question | Design and Participants | EA paradigm | Main conclusions regarding EA |
---|---|---|---|---|
van Donkersgoed et al. ( |
To assess the moderating role of the target’s gender and expressivity and the valence of the story on EA performance; the correlation between EA and other commonly used empathy measures. | Schizophrenia group (n=92, 67 males) |
Emotional story | Schizophrenia group performed worse than controls in EA. |
de Jong et al. ( |
To investigate which measures of social cognition and metacognition are related to violent history in patients with psychotic disorder; which domains of metacognition were indicative of a violent history in psychosis. | Violent psychotic disorder in care at a forensic clinic for a violent crime (n=23) |
Emotional story | EA differentiated between the violent and nonviolent psychotic patients, while scores on social cognition (such as ToM) and a metacognition scale did not. |
Harenski et al. ( |
To explore the hypothesis that lower EA and smaller brain volumes in regions implicated in social cognition are related to past suicide attempts in offenders with a psychotic disorder. | Criminals with a psychotic disorder and a history of suicide attempts (n=18, all males) |
Emotional story | Criminal offenders with psychotic disorders and suicide attempts had lower EA and smaller temporal pole volumes compared to the other groups. |
Horan et al. ( |
To evaluate correlations of the Questionnaire of Cognitive and Affective Empathy (QCAE) in schizophrenia with EA (and other empathy measures). | Schizophrenia group (n=145, 108 males) |
Emotional story | No significant association was found between the QCAE and EA performance in either group, indicating that self-reported beliefs about empathic characteristics are not necessarily correlated with an actual understanding of others’ affective states. |
Davis et al. ( |
To assess whether oxytocin (OT) enhances the effectiveness of a social cognitive training. |
Individuals with schizophrenia (n=27, all males) |
Emotional story | Administration of OT before a psychosocial intervention targeting social cognition improved EA and not other measures of social cognition, in individuals with schizophrenia. |
Ripoll et al. ( |
To test schizotypal personality disorder (SPD) participants and healthy controls on the EA paradigm and the Reading of the Mind in the Eyes Test (RMET). | SPD group (n=19, 13 males, 6 females) |
Emotional story | SPD individuals demonstrated lower EA than controls during negative-valence videos, associated with lower social support. |
Olbert et al. ( |
To examine the relationship between EA (and three other social cognitive paradigms adapted from social neuroscience) and functionally meaningful outcomes in schizophrenia (incremental, external validity). | Within-subject design on participants with schizophrenia (n=173, 124 males) | Emotional story | The EA paradigm was found to have the broadest external validity, and it is the most recommended measure from the four paradigms that were evaluated. EA had a significant association with functional outcome measures: Higher EA was associated with greater nonsocial cognitive ability, functional capacity, social skills and community functioning. |
Kern et al. ( |
To evaluate psychometric properties of EA (and three other social cognitive paradigms adapted from social neuroscience) to inform possible use in clinical trials that assess treatment-related changes in social cognition in schizophrenia. | Schizophrenia group (n=173, 124 males) |
Emotional story | The EA task had the best psychometric properties of the four paradigms checked: |
Harvey et al. ( |
To examine the neural correlates of EA and targets’ expressivity in schizophrenia. | Schizophrenia group (n=15, 13 males) |
Emotional story | Schizophrenia patients demonstrated impaired EA, failed to benefit from targets’ emotional expressivity (wherein controls did benefit from targets’ expressivity), and demonstrated reduced neural sensitivity to targets’ affective cues. |
Lee et al. ( |
To determine the relative extent of impairment in social and nonsocial cognitive domains in schizophrenia and bipolar disorder patients compared |
Schizophrenia group (n=38, 21 males) |
Emotional story | Schizophrenia patients performed significantly worse on EA than bipolar patients and controls, who did not differ from each other. |
Lee et al. ( |
To examine whether schizophrenia patients showed lower EA compared with controls; whether emotional expressivity of a target moderated group differences; whether EA is associated with self-reported trait empathy or clinical characteristics in the schizophrenia sample. | Schizophrenia group (n=30, 25 males) |
Emotional story | Schizophrenia patients were impaired in EA relative to controls. |
Adler et al. ( |
To compare levels of empathic embarrassment accuracy among individuals with ASD with those of matched controls. | ASD group (n=17, 16 males, high functioning/Asperger’s syndrome) |
A paradigm designed to measure empathic |
The ASD group displayed less empathic embarrassment accuracy compared with the control group. |
aan het Rot and Hogenelst ( |
To investigate the influence of autistic traits and trait affective empathy on EA. | Nonclinical sample (n=100, 50 male and 50 female) | Emotional story | Perceivers with more autistic traits demonstrated worse EA, particularly when their trait affective empathy was relatively low. |
Demurie et al. ( |
To investigate and compare the mind-reading abilities of adolescents with ASD, adolescents with ADHD and typically developed (TD) adolescents. | ASD group (n=13, 12 males) |
Dyadic interaction |
Adolescents with ASD demonstrated impairment on both EA and a static task. |
Bartz et al. ( |
To test whether normal variance in social proficiency moderates the effects of oxytocin (OT) on social-cognitive performance. | Nonclinical sample (n=27, all males). Participants were randomly assigned to either an OT condition or a placebo condition, followed by an EA task. Participants returned 3 to 5 weeks later, received the alternate compound, and completed the EA task again. | Emotional story | Oxytocin selectively improved EA for people with higher (but not lower) autistic traits. |
Ponnet et al. ( |
To investigate EA of participants with ASD asked to infer the mental states of targets in a highly structured conversation vs. a less structured/more naturalistic conversation. | ASD group (n=22, all males) |
Dyadic interaction |
Differences between ASD and control groups in EA were more pronounced when participants had to infer the thoughts and feelings of other persons in a less structured conversation. |
Ponnet et al. ( |
To measure the social functioning of adults with pervasive developmental disorder (PDD) during a conversation with a TD stranger and to explore whether EA of both groups was affected by behavioral characteristics and by the content of the interaction. | Part 1: Eleven dyads, each composed of a partner with ASD (n=11, 9 males; PDD) and a TD partner (n=11, 9 males), interacted in a lab task, then performed the EA task on each other within each dyad. |
Dyadic interaction |
No significant difference was found between controls and PDD participants in EA. |
Ponnet et al. ( |
To compare individuals with Asperger syndrome and controls’ performance in two static mind-reading tasks and the EA task. | ASD group (n=19, 14 males; Asperger’s syndrome) |
Dyadic interaction | The EA task indicated significant between-group differences, whereas no such differences were found on the static mind-reading tasks. |
Roeyers et al. ( |
To compare individuals with PDD with controls on twopreviously used static empathy tests and onan EA task. | ASD group (n=24, 22 males; PDD/high-functioning) |
Dyadic interaction | Participants with PDD demonstrated worse EA in a video presenting a less structured conversation between two stranger targets, whereas no between-group differences were found in a video presenting a more structured conversation. |
aan het Rot et al. ( |
To examine the impact of light therapy on mood and on cognitive empathy in premenstrual women with complaints indicating a premenstrual disorder. | A nonclinical sample (n=48, all females) divided into two treatment groups (light therapy/sham session; participant-blind between-groups design) | Emotional story | There were no significant effects of light therapy on EA. |
Hogenelst et al. ( |
To investigate the effect of acute tryptophan depletion (ATD), which reduces brain serotonin, on social functioning, EA, and oxytocin levels. | High risk for MDD group (n=20, 10 males) |
Emotional story | EA remains unaffected by acute reductions in brain serotonin, even though brain oxytocin levels may be reduced. |
Gadassi et al. ( |
To examine associations between EA and depression as a possible mechanism underlying gender differences in the association between interpersonal difficulties and depression in an intimate relationship. | Nonclinical sample of romantic couples (51 dyads; measurement of subclinical depression traits in couples) | Dyadic interaction |
Depressive symptoms were associated with lower EA among females and may have a stronger impact on interpersonal perception in intimate relationships among females than among males. |
Papp et al. ( |
To examine affectivity in marital interaction: to test partners’ EA and assumed similarity in marital conflict interactions and whether they are moderated by spouses’ levels of depressive symptoms; to examine whether spouses’ ratings of their partner’s specific emotions depend on how they felt themselves in the same conflict interaction. | Nonclinical sample of romantic couples (267 dyads; measurement of subclinical depression traits in couples) | Dyadic interaction |
Females with higher levels of depressive symptoms demonstrated higher EA (and lower assumed similarity) compared to females with lower levels of symptoms. |
Thomas et al. ( |
To examine the correlates of online EA in a sample of married couples in the context of problem-solving discussions, considering depression, relationship length and educational attainment. | Nonclinical sample of romantic couples (74 dyads; measurement of subclinical depression traits in married couples) | Dyadic interaction |
EA was not significantly correlated with depression in either males or females. |
Morrison et al. ( |
To compare cognitive empathy and affective empathy in individuals with SAD to that of matched controls; |
SAD group (n=32, 18 males) |
Emotional story | No between-group differences were found in EA, indicating intact cognitive empathy in SAD. |
Auyeung and Alden ( |
To examine whether individual differences in social anxiety moderate EA. | A nonclinical sample (n=121, 95 females) measured to assess social interaction anxiety in to conditions: experimental condition (a manipulation designed to increase state anxiety) and a control condition | Emotional story |
Social anxiety was associated with greater EA for others’ social pain, but only when participants experienced social threat: Individuals with lower levels of social anxiety were less accurate in judging others’ negative emotions following a social threat. |
Simpson et al. ( |
To test how people with more anxious-ambivalent attachment orientations react when their relationships are threatened by alternative dating partners. | Nonclinical sample of romantic couples (82 dyads; measurement of subclinical anxiety traits) | Dyadic interaction | Highly anxious-ambivalent individuals demonstrated higher EA (than those rated lower on anxiety) in a relationship-threatening situation (watching their partners rating opposite-sex optional dating partners), greater distress, and less confidence in their partners and relationships. |
Miano et al. ( |
To investigate whether BPD patients show motivated inaccuracy by measuring their EA during a relationship-threatening conversation with their own romantic partner. | Dyadic analysis of BPD couples (30 couples; the female partner diagnosed with BPD) vs. a nonclinical control group of couples (34 couples) | Dyadic interaction |
Reduced EA when facing a relationship-threatening situation was found in couples in the nonclinical control group, while females with BPD did not show this pattern of motivated inaccuracy and instead increased their EA, a finding that supports the concept of borderline empathy. |
Flury et al. ( |
To explore the phenomenon of borderline empathy (elevated empathy among individuals with BPD) with the use of EA. | A nonclinical sample (n=76, 46 females), composed of high vs. low risk for BPD, assigned to dyads each composed of a high-risk for BPD partner and low-risk for BPD partner. | Dyadic interaction |
The empathic advantage displayed by high BPD individuals may not reflect greater ability, but result from the comparison to the ratings of their partner, who had difficulty inferring emotions of the BPD partners. |
Martin-Key et al. ( |
To assess EA, emotion recognition and affective empathy in male adolescents with Conduct Disorder (CD) and higher versus lower levels of callous-unemotional (CU) traits. | Clinical group: CD (n=37, all males) |
Emotional story | Adolescents with CD did not differ in EA from TD adolescents but displayed significant impairments in emotion recognition and affective empathy (measured by asking participants to report whether they experienced the same emotion as the target). |
De Ridder et al. ( |
To assess everyday EA in institutionalized adolescents with high and low CU traits, and how EA is related to adolescents’ own behavior, and own affective and relational experience. | A sample of institutionalized adolescents (n=71, 45 males) divided into high CU traits vs. low CU traits *adolescents | A procedure similar to the diary paradigm2 | High CU adolescents unexpectedly did not differ from low CU adolescents in EA (specifically inferring anger and distress in staff members) and notably overestimated the general intensity of both anger and distress, and in particular, inferred more anger when they (the adolescent themselves) were misbehaving. |
Brook and Kosson ( |
To examine relationships between psychopathy and cognitive empathy. |
A sample of incarcerated offenders (n=103, all males) | Emotional story | Inverse association between psychopathy and EA was found, as well as robust group differences between psychopathic and nonpsychopathic inmates, findings that corroborate the deficient empathy hypothesis. |
Lee et al. ( |
See the same study in the category: Schizophrenia spectrum and Psychotic disorders. | Bipolar groups did not differ from the control group on EA but outperformed the schizophrenia group. |
||
Devlin et al. ( |
To utilize a naturalistic, dynamic social stimulus (EA paradigm) in order to investigate the relationship between hypomania risk and empathy. | Nonclinical sample (n=121, 69 females), divided into high vs. low risk for hypomania | Emotional story | Risk for hypomania was associated with elevated EA of increases in positive emotion for targets describing positive events; however, it was also associated with overestimating global positive emotion for targets describing negative events. |
Demurie et al. ( |
See the same study in the category: ASD and autistic traits in a subclinical population. | ADHD did not significantly differ in EA from either the control group or ASD group; thus, it was determined to be an intermediate group between the clinical and nonclinical groups. Thoughts and feelings of target persons with ADHD seemed to be less easy to read than the thoughts and feelings of TD targets. | ||
Brown et al. ( |
To investigate whether deficits in EA in patients with neurodegenerative disease are associated with greater depression in their caregivers. | Two independent cross-sectional samples (n=172, n=63) of patients with a variety of neurodegenerative diseases and their caregivers (usually spouses) vs. a nonclinical control group of healthy couples. | Dyadic interaction | Lower EA in patients was associated with higher depression in their caregivers. |
1Participants watch films in which protagonists performed embarrassing actions and are asked to rate how embarrassed they feel (empathic embarrassment-EE) and how embarrassed they think the protagonist feels. The participant’s ratings are compared with the protagonist’s own ratings to produce a measure of empathic embarrassment accuracy.
2Adolescents reported the intensity of anger and distress they perceived in staff members; staff members reported their own levels of anger and distress after each period of at least 1 hour spent with the adolescent.
Peer-reviewed papers written in English were eligible for inclusion if they explicitly aimed to measure
All papers deemed relevant after the title and abstract screening were procured for subsequent review of the full text. Studies were excluded at this phase if they were found not to meet the eligibility criteria. The following characteristics of each full-text article were then extracted: objectives; participants (clinical population, N, age, gender); definition of EA; EA paradigm used; main findings and main conclusions regarding EA. All references, abstracts and data characteristics were imported into Microsoft Excel. Descriptive statistics were calculated to summarize data characteristics when applicable. The main findings and conclusions of all reviewed papers were discussed in light of the known data characteristics, limitations, and strengths of the included studies.
The original search conducted in July 2019 yielded 17 potentially relevant citations for EA and
Thus, the initial list consisted of 128 references. After the first phase of relevance screening, 70 citations were considered to potentially meet the eligibility criteria based on title and abstract, and the full-text articles were reviewed. In the second phase of reviewing full texts, 34 papers were excluded. Among the excluded papers, two mentioned measuring EA, but no results regarding EA were reported, and two papers were not available. During the full-text screening, the “snowball” search technique resulted in two additional eligible papers. The updated search in September 2019 produced two more potentially relevant citations, one of which was found to be eligible and was included. During the full-text screening phase, two studies were excluded, as the current inclusion criteria referred to EA as a measure comparing the subject’s perception to the target’s own perceptions: one study (
Studies search flow diagram.
An explicit definition or description of what the authors mean by
Included papers referred to EA in the following categories of clinical populations and traits in high-risk, subclinical or nonclinical populations: schizophrenia spectrum and psychotic disorders (31%; 11 papers); ASD and autistic traits in a nonclinical population (22%; eight papers); depression measured in a nonclinical or high-risk population (14%; five papers); social anxiety disorder (SAD), social anxiety, and trait/state anxiety in a nonclinical population (8%; three papers); BPD (5%; two papers); conduct disorder and callous-unemotional traits (5%; two papers); and one paper in each of the following categories: psychopathy; hypomania; attention deficit and hyperactivity disorder (ADHD); bipolar disorder and neurodegenerative disease. Two papers were assigned to two categories, as they compared two clinical samples in the study [an ASD group was compared to an ADHD group in Demurie et al. (
Of the final list of eligible papers, 23 (67%) reported studies done directly on participants from a clinical population (i.e., participants have a diagnosis of one of the above-mentioned conditions), while the rest referred to clinical traits in healthy, nonclinical or high-risk populations. Of the 23 studies that included participants with a clinical diagnosis, the largest sample size was n = 173 [(
In six studies where EA was measured on clinical samples, there was no representation of females (0 female participants; see
Distribution of studies by clinical population category. Percentages refer to the percentage of papers on that population out of all papers in the current review, and colors refer to the male:female ratio. In blue, categories with overall more males than females among all participants (in all studies together). In yellow, categories with overall more females than males among all participants. The darker the color, the more pronounced the underrepresentation for females, with darker blue = 0 females, lighter blue = a ratio of more than 3:1, lightest blue = a ratio of more than 2:1, and gray = a ratio of less than 2:1. Specific male:female ratios for each category are reported under “Specific Results per Clinical Population”.
Most of the studies (22 papers) were based on the emotional story inferring paradigm (or similar); about a third (10 papers) were based on the dyadic interaction paradigm; one study relied on the diary procedure; and one study utilized a similar procedure to that of the daily diary, though slightly modified.
Although we did not limit the search years, all included papers were published between 1997 and September 2019, with 82% (28/34) published after 2010.
In the following section, we review the main findings from the papers included, organized by clinical populations or clinical traits. Categories of clinical populations/traits are presented according to the number of relevant studies found, from the categories with a larger number of studies to those with the fewest. Two exceptions are categories that include papers referring to two different clinical conditions in the same comparative study. In these cases, the category of the clinical condition with the smaller number of studies will follow the category with the larger number. These cases will be explicitly noted when presenting the new category.
Thirty-one percent (eleven papers) of the studies included in the current search focused on EA in the context of schizophrenia and psychotic disorders. In five studies (
The number of participants with schizophrenia ranged from 15 (
A synthesis of findings and conclusions from all studies together indicates
Findings also indicate that EA is a sensitive measure that captured a group difference between individuals with schizophrenia and controls, even where other tasks (e.g. RMET) did not (
Similar to findings from the general population, associations between EA measures and self-report empathy measures from questionnaires in participants with schizophrenia were found to be weak (
Lastly, two studies utilized fMRI (
One of the studies described in the schizophrenia category (
Twenty-two percent (eight papers) of the studies that were found in the current search focused on EA in the context of ASD or autistic traits. In five of them (
The number of participants with ASD ranged from 11 participants (
The synthesis of the findings and conclusions from all the studies together shows that individuals with ASD exhibit a deficit in EA abilities (
Importantly, the measurement of EA in a naturalistic, ecological paradigm captured the difference between the ASD group and a control group when static mind-reading tasks did not (
In one of the studies reviewed above (
In 14% of the papers (five papers), the relationship between EA and depressive traits or states in a nonclinical or high-risk population was examined. Two studies (
The other three studies all used samples of romantic couples [51 couples in Gadassi et al. (
Three studies examined associations between EA and social anxiety. One study (
In the remaining two studies (
Two studies (
Flury et al. (
Two studies evaluated EA abilities in the context of conduct disorder in adolescents. In one study, Martin-Key et al. (
In the second study, De Ridder et al. (
Surprisingly, only one paper (
One study (
Lastly, one paper (
The current review aimed to scope the existing literature on EA in clinical populations. An exhaustive systematic search yielded 34 peer-reviewed papers aiming to measure EA in a clinical population or to assess links between EA and clinical trait or state in a nonclinical or a high-risk population. Overall, the review indicates a growing interest in the EA measure, a dynamic ecological measure that enables greater sensitivity in detecting between-group differences, and more nuanced characterization of empathic functioning.
While ASD and psychopathy are considered to be the two main conditions traditionally associated with empathic dysfunction (
Almost all studies utilized the emotional story inferring paradigm (or similar), or a dyadic interaction paradigm. These are difficult to compare as they were never used in the same study and were usually used in different contexts or with different populations. For example, the category with the largest number of studies, schizophrenia and psychotic disorders, consists only of studies based on the emotional story inferring paradigm, while all studies focusing on romantic partners used dyadic interactions. This may reflect the tendency of different research groups to use different research paradigms. While there does not seem to be an advantage of one EA paradigm over the other, each has its advantages and limitations. The dyadic paradigm better simulates real-life face-to-face interactions, and it can be used with actual partners expressing emotions from their actual lives together; however, each interaction will end up very different and thus can be difficult to compare. Moreover, this paradigm requires a more demanding coding and scoring process, and it relies on the judgment of raters in assessing the similarity between the target and the perceiver. The emotional story inferring paradigm, on the other hand, is simpler and easier to facilitate as a lab procedure, with the main advantage being the use of the same stimuli for all participants. This can enable a clear separation between the effects of target and perceiver characteristics (as all perceivers see the exact same targets), but it is by nature less ecological. The diary procedure is the most ecological in the sense of having a longer temporal window in which one can examine EA; however, it is suitable mainly for couples, it is the hardest to manipulate and control, and it relies heavily on the participants’ cooperation in their natural environment. Thus, the review does not provide general support for the use of a specific paradigm over the others, but it suggests that scholars should consider the characteristics of each paradigm in light of the research question, the clinical population and the available resources.
Importantly, EA served as a sensitive measure that detected between-group differences even when other paradigms such as emotion detection from still pictures or ToM measures did not (
An interesting modification was added to some of the reviewed studies, namely, asking participants to report not only on the target’s assumed experience, but also on their own. The authors could then assess not only how accurate participants were in identifying the emotional state of the target, but also how much they themselves shared the target’s affective experience. This addition to the EA paradigm seems to be especially valuable in clinical populations, where deconstructing the multifaceted concept of empathy could contribute to a better understanding of unique clinical profiles. For example, Martin-Key et al. (
Overall, reduced EA was found in schizophrenia, ASD, and psychopathy when compared with nonclinical control groups, and also when compared to individuals with bipolar disorder (in schizophrenia) or ADHD (in ASD). In the context of depression, lower EA was found in the context of negative emotional content (for both males and females), and in higher levels of depressive symptoms in females, but not in males (
A clinical condition that has been hypothesized to be associated with enhanced EA is BPD (
A clinical population that does seem to exhibit enhanced EA is SAD, specifically under the experience of social threat (
EA performance was improved by oxytocin in schizophrenia (
In ASD, it was found that participating in the same dyadic interaction that they later had to rate contributed to better EA, compared to inferring from passive observation (
Given the dyadic nature of empathy, both the target and the perceiver contribute to EA. The perceiver’s ability to accurately infer the target’s thoughts and feelings depends not only on his/her states and traits but also on the various characteristics of the target, such as expressivity and motivation. Though some studies referred to such “target effects” on EA [e.g., (
We suggest that these variables, discussed in the context of either impairing or enhancing EA, can be further classified as
The current review reveals a general underrepresentation of female participants in studies on clinical populations, and a slight underrepresentation for males in studies aiming to evaluate clinical traits or states in nonclinical or high-risk samples. This finding may reflect either a trend in research questions and aims, recruitment challenges (sometimes due to male:female ratio in a specific condition) or both. One consequence of this trend is that while in nonclinical studies gender differences can be (and sometimes are) examined, in studies based on clinical samples, the associations between EA, gender and clinical condition are hardly addressed. For example, without considering the male:female ratio of participants in each study, one might conclude that EA is impaired in ASD, schizophrenia, psychopathy and conduct disorder, and that EA is intact in bipolar disorder, enhanced to some extent in borderline disorder, and that in SAD the dysfunction is due to a lack of protective inaccuracy. But a closer look at the gender of participants in each category reveals that while studies in ASD, schizophrenia, psychopathy and conduct disorder were done mostly on male participants, research on BPD and SAD relied more on female participants. To date, in most studies on clinical populations, the sample size is not large enough to address this question, with the recruitment of clinical participants and specifically females constituting one of the main challenges limiting the studies, as researchers themselves often note (
We believe that findings regarding gender, clinical phenotype and EA interactions may have important clinical implications. For example, Gadassi et al. (
Lastly, we want to draw attention to a group of studies focusing on EA in the context of violent or aggressive behavior in intimate relationships. These studies did not appear in our systematic search based on the chosen search-words but were brought to our attention by a reviewer, and we agree that they are of clear relevance to this review, as aggressive behavior may relate to various clinical conditions (
To ensure a broad search of the literature, the search strategy included PsycNET and PubMed, as well as the snowball technique (also using Google Scholar search engine), and an updated search was performed in September 2019. This review may not have identified all published papers on EA in clinical populations despite attempts to be as comprehensive as possible. Thus, the main limitation of this study is the possibility that the review may have missed some relevant papers, as the search included many words and terms, and it was spread over many clinical populations and research fields. We did not review unpublished studies such as dissertations, which may have contributed additional knowledge. Exclusion of the gray literature from the search and exclusion of studies published in a language other than English has probably left some valuable information outside the scope of this review.
As our aim was to present an overview of the existing literature on EA in clinical populations, we included all eligible peer-reviewed studies, regardless of methodological quality. Future research should address the methodological issues and aim for a meta-analysis of suitable and well-designed studies. This may be of great value in light of the small sample sizes typical of studies on clinical populations.
It seems that the study of EA in clinical populations could benefit from a modified measure that can capture both EA and empathic congruence (
Research on EA in clinical populations has added to the accumulating knowledge on the price one pays for not accurately understanding others’ affective and mental states. Another interesting and potentially important question refers to the experience of the targets when they are not being understood. We have learned that low EA is associated with depression in the
To the best of our knowledge, this is the first review of the existing literature on EA in clinical conditions, states and traits. It reveals a growing interest in using these measures to deepen our understanding of clinical profiles, and it indicates that EA assessments have the potential to capture unique and subtle characteristics of empathic function and dysfunction. It also points to the paucity of existing studies on EA in the context of most clinical conditions. Due to the variance between and within clinical populations, and the variety of research aims, designs and methods across existing studies, it is difficult to draw robust meta-analytic conclusions regarding the nature of EA in clinical populations. A promising future research direction would be to integrate the cumulative knowledge on EA in the general (nonclinical) population with emerging data from clinical populations. For example, in the studies reviewed here, anxiety was found to be associated with enhanced EA in a relationship-threatening situation ((
In summary, EA is an important measure, paradigm and concept in empathy research in the context of clinical populations. Though some limitations to the use of specific tools for measuring EA in clinical populations need to be considered, it seems that EA paradigms are promising for measuring outcomes and discriminating clinical from nonclinical populations, and subgroups within clinical conditions, even when other paradigms fail to do so. It may be that with further advances in research, EA paradigms could be used as a screening tool, and maybe even in training and practicing empathic abilities. In future research on EA in clinical populations, we suggest addressing understudied populations, such as psychopathy. Subject, target and situational variables should be considered, with special attention to gender differences (and similarities), the association between EA abilities and adaptive functioning, and the study of individuals with clinical conditions as targets of EA. These avenues of investigation may promote a better understanding of the nature of EA, of specific clinical profiles and of social attitudes toward people with clinical conditions.
Both YR and AP equally contributed to the review.
This work was supported by an Azrieli Fellowship from the Azrieli Foundation to AP.
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.