Edited by: Steve Turner, University of Aberdeen, United Kingdom
Reviewed by: Kelvin D. MacDonald, Oregon Health & Science University, United States; Marco H.-K. Ho, The University of Hong Kong, Hong Kong
This article was submitted to Pediatric Pulmonology, a section of the journal Frontiers in Pediatrics
This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
Globally, asthma is one of the most common chronic conditions that affect individuals of all ages. When poorly controlled, it negatively impacts patient's ability to enjoy life and work. At the population level, effective use of recommended strategies in children and adults can reduce symptom burden, improve quality of life and significantly reduce the risk of exacerbation, decline of lung function and asthma-related death. Inhaled corticosteroid as the initial maintenance therapy, ideally started within 2 years of symptom onset, is highly effective in both children and adults and across various degrees of asthma severity. If asthma is not controlled, the choice of subsequent add-on therapies differs between children and adults. Evidence supporting pharmacological approach to asthma management, especially for those with more severe disease, is more robust in adults compared to children. This is, in part, due to various challenges in the diagnosis of asthma, in the recruitment into clinical trials and in the lack of objective outcomes in children, especially those in the preschool age group. Nevertheless, where evidence is emerging for younger children, it seems to mirror the observations in adults. Clinicians need to develop strategies to implement guideline-based recommendations while taking into consideration individual variations in asthma clinical phenotypes, pathophysiology and treatment responses at different ages.
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Asthma is a chronic inflammatory disease of the airways with typical symptoms of wheezing, breathlessness and cough and variable airflow obstruction. The WHO estimates that some 235 million people currently suffer from asthma (
Control of asthma symptoms, reduction of future risk in terms of asthma attacks, and prevention of decline in lung function are recognized as the key goals of asthma management (
Aims of asthma management.
There is increasing recognition of different clinical and patho-physiological patterns of asthma (‘phenotypes’) in both children and adults.
The most striking asthma phenotype is found in young children who present with wheezing attacks associated with viral infection, particularly rhinovirus infection, often with no symptoms between attacks. For many of these children, the wheezing attacks stop in later childhood (
In adults, the pattern of airway inflammation is more diverse and the clinical presentation is often clouded by co-existing comorbidities especially in those with severe asthma (
There are some patients, both adult and children, with “discordant” disease who suffer substantial symptom burden with little evidence of eosinophilic inflammation or those with high level of inflammation but few symptoms (
This review summarizes evidence about differences in the approaches to asthma treatments in adults and children as currently recommended in commonly used asthma guidelines (
Comparison of recommended treatments for chronic asthma in adults and children from widely used international guidelines (
Step 1 | • As needed SABA effective for all ages |
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Step 2 | • Regular low dose ICS for all ages | • Potential concern for effect of ICS on linear growth in children |
Step 3 | • Regular ICS recommended for all age groups |
• Addition of LABA to low dose ICS as first preferred option in adolescents and adults |
Step 4 | • ICS/LABA + SABA prn or ICS/fomoterol as single maintenance and reliever therapy recommended for adults and adolescents. |
• Insufficient data for ICS/formoterol as single inhaler therapy use in children <12 years old |
Step 5 | • Referral to specialist recommended for all ages |
• Use of anti-IL5 (mepolizumab) more extensively researched in adolescents and adults; use of younger children (≥ 6years old) approved based on extrapolated data. |
For patients of all ages, as needed short acting beta2 agonist (SABA) reliever therapy is highly effective for rapid relief of asthma symptoms. SABA as the sole treatment is now only recommended for those with the mild and intermittent symptoms (<2 per week and no nocturnal awakenings), no history of asthma attacks in the previous year and normal lung function.
Historically, there has been a perception that patients with intermittent symptoms are not at risk of asthma attacks, a view increasingly challenged. Evidence from adult studies showed that airways inflammation occurs at a very early stage of the disease even in patients with intermittent asthma, albeit at a lower level than in those with persistent asthma (
This has led widely used international guidelines (
Regular low dose ICS significantly improves lung function, quality of life and reduces asthma exacerbations in both adults and children with mild persistent asthma (
The greatest benefits of ICS in adults and children older than 5 years old have been achieved when ICS therapy was started within 2 years of symptom onset (
One important difference in children compared with adults is a persistent concern about the impact of regular ICS in children on linear growth. As an example, in the START study Pauwels et al. reported that children aged 5–15years treated with budesonide showed reduced growth especially in the first year of treatment (
The evidence on linear growth in children treated with ICS has recently been updated to take account of newer inhaled steroid molecules. The regular use of ICS at low or medium daily doses was found to be associated with statistically significant growth suppression during a 1-year treatment period in children with mild to moderate persistent asthma. The mean growth reduction was 0.48 cm/year in linear growth velocity and 0.61 cm change from baseline height during a one year treatment period. ICS-induced growth suppression appears to be maximal during the first year of treatment and less pronounced in subsequent years and appears to be more strongly associated with ICS molecule than with the device or dose in the low to medium dose range (
There is also strong and consistent evidence to support the use of daily ICS for preventing exacerbations in preschool children with recurrent wheeze, especially in those with persistent asthma symptoms (
The evidence about growth suppression in pre-school children is limited. Nevertheless, because of concerns about side effects, an important question is whether ICS therapy can be targeted to those children most likely to respond? One recent study in children requiring step 2 treatment showed that while individual treatment responses were phenotypically diverse, children with aeroallergen sensitization and increased blood eosinophil counts responded best to a daily ICS as opposed to a leukotriene receptor antagonist (LTRA) or as needed-ICS. Daily ICS was associated with more asthma control days and fewer exacerbation (
For steroid-naïve adults and adolescents with mild persistent asthma, ICS/LABA works faster in achieving GINA-defined good asthma control compared to ICS alone. However, there is little difference in exacerbation rate between the two therapies. In practice, the additional cost for ICS/LABA compared to low dose ICS may be an important consideration for the individual patient (
Regular use of ICS raises concerns from patients and clinicians about adherence and steroid side effects. Poor adherence to ICS potentially results in patients relying on SABAs to control symptoms, possibly resulting in overuse.
Recently, it was shown that adults and adolescents with mild asthma using as-needed combination ICS and fast acting LABA had better asthma symptom control measured by an electronic diary compared to as-needed SABA (
There is less evidence about the use of as needed ICS treatment in children. One study in children from 5 years upwards with mild well-controlled asthma stepping down from daily ICS found ICS and SABAs as needed more effective at reducing attacks than SABA use alone (
In children under 5 years, the most common asthma phenotype is intermittent viral triggered wheezing attacks with no interval symptoms. In this group, intermittent ICS, usually as high-dose ICS at the first sign of an URTI for 7 to 10 days led to a 35% reduction in severe attacks (
Because of concerns about ICS side effects and difficulties using inhaled therapies in young children, oral montelukast has been widely prescribed as an alternative to regular ICS. While early studies showed it to be effective, the most recent review found no evidence of benefit from the use of montelukast, continuously or intermittently on the number of wheezing episodes, unscheduled medical attendance, or oral corticosteroid use in preschool children with recurrent wheeze (
For adults and adolescents with suboptimal symptom control or more than 1 exacerbation in the previous year despite treatment with low dose ICS, guidelines recommend low dose ICS/LABA as maintenance therapy plus SABA or ICS/formoterol as single inhaler therapy (
Historically, there were concerns that LABA may mask airway inflammation leading to potential adverse events including asthma exacerbations. To the contrary, the addition of LABA to ICS significantly increases the odds of achieving good overall asthma control as defined by guidelines (
The advantages of adding a LABA have been less clear in children. In children with persistent asthma, the addition of LABA to ICS was not associated with a significant reduction in the rate of exacerbations requiring systemic steroids, but it was superior for improving lung function compared with the same or higher doses of ICS. There were no differences in adverse effects, with the exception of significantly lower linear growth over a year in the children treated with a higher ICS dose, with a mean difference of 1.21cm/yr. A trend toward an increased risk of hospital admission with LABA, irrespective of the dose of ICS, was noted as a matter for concern (
Combination of ICS with formoterol as fast acting bronchodilator allows patients to use their regular maintenance inhaler also for rapid relief of symptoms. Single inhaler therapy is more effective at reducing mild to moderate exacerbations while providing similar levels of asthma control compared with medium dose ICS monotherapy or fixed dose of ICS/LABA and as required SABA (
The role of single maintenance and reliever therapy in children age 12 years and below is unclear at present and requires further study. It is not currently licensed for use in this way in this age group.
At the population level, further escalation to higher dose ICS use in adults and adolescents provides little added benefit but rather greater adrenal suppression (
In the past, written action plans commonly included advice about a temporary increase in inhaled steroid dose—usually doubling—in the early stages of an asthma exacerbation to reduce the severity of the attack and to prevent the need for oral steroids or hospital admission. The accumulated evidence suggested that this doubling approach was not effective (
However, the concept of intermittent ICS dose escalation to prevent asthma exacerbations has recently been revisited in two large studies. In a pragmatic and unblinded trial, McKeever et al. randomized adults and adolescents (
In contrast, Jackson et al. studied children 5 to 11 years of age (
The reasons for the differences in outcomes between these two studies are not completely clear. Differences in the size of study cohort and fewer than expected exacerbations in the pediatric study may be one reason and there may be differences in pathophysiology during exacerbations between adults and children. A more plausible explanation may lie in the fact the study by McKeever et al. was a pragmatic open label study with no monitoring of compliance. Increasing the ICS dose at the start of an exacerbation may have merely resulted in the patients starting a treatment they had been poorly compliant with before. In contrast, Jackson's study was a randomized control trial with electronic diary recording of treatment. Diary completion was > 70% during usual treatment and rose to around 98% of the days during the treatment (
Given the bioequivalence dose of inhaled to oral corticosteroid and subsequent potential effects on adrenal suppression, it is also debatable whether the very high steroid dose used in the quadrupling or quintupling approach is necessarily better than a standard course of oral prednisolone (
Leukotriene receptor antagonists inhibit the pro-inflammatory effect of leukotrienes not completely suppressed by corticosteroid therapy. The addition of LTRA to symptomatic adult asthmatics already treated with regular ICS monotherapy leads to reduced exacerbations, better asthma control and better lung function (
It is unclear if LTRA is superior to higher doses of ICS monotherapy (
The addition of LTRA is less effective than adding LABA to ICS when one looks at comparative benefits in lung function, asthma symptoms, rescue medication use, and asthma related quality of life (
An earlier Cochrane 2013 analysis concluded there was no difference in asthma exacerbations needing oral corticosteroid or hospitalization comparing LTRA to same or higher dose ICS in children and adolescents with mild to moderate asthma (
In preschool children, there are as yet no trials comparing LTRA, or LABA, as an add on therapy to ICS.
Neuropsychiatric side effects have been reported as not uncommon in young children started on montelukast. One study (
Allergen immunotherapy (AIT) is still the only-disease modifying treatment strategy for IgE-mediated allergic disease (
GINA guideline recommend SLIT for adults with rhinitis and allergy to house dust mite with exacerbations despite ICS, provided FEV1 is > 70% predicted (
In children, the most up to date evidence noted that there were no studies that evaluated asthma symptom using a validated tool and both study characteristics and outcomes were reported heterogeneously. There is moderate-strength evidence that SCIT may reduce long term asthma controller medication use in children with allergic asthma (
Current recommendations advise that allergen immunotherapy should not be given to patients with severe or uncontrolled asthma who are at increased risk for systemic reactions (
For adults and adolescents whose asthma is inadequately controlled on low dose ICS/LABA maintenance therapy, the two recommended step-up approaches are low dose ICS/formoterol single maintenance and reliever therapy or medium dose ICS/LABA as maintenance plus as needed SABA (
Again, the best option in children younger than 12 years old is unclear due to insufficient data.
Several alternative options are available for adults and adolescents. However, robust data for their use in younger children is again currently lacking.
While high dose ICS/LABA may be considered in adults and adolescents, the increase in ICS dose generally provides little additional benefit (
The long-acting anticholinergic tiotropium, delivered once daily via a mist inhaler, is approved for the treatment of asthma in the EU and the USA with the license recently extended to include children with severe asthma over 6 years of age. The GINA guidelines currently position tiotropium as an add on therapy option at step 4 in patients aged ≥12years with a history of exacerbations (
For adults treated with ICS, LAMA prescribed as add on therapy has been shown to reduce the risk of exacerbations and improve lung function but made no difference in quality of life (
In children over 6 years with symptomatic moderate or severe asthma, tiotropium treatment led to improvement in lung function and asthma control (
Both in adults and children tiotropium has a safety profile comparable to placebo.
The addition of slow release theophylline to low dose budesonide for moderate asthma is just as effective as high dose budesonide in improving lung function and reducing symptoms and rescue SABA use in adults but has little effect on exacerbation rate over 3 months duration (
In the past, oral xanthines were used as a first line preventer treatment (at Step 2) for children with asthma. Although there is weak evidence that theophyllines were better than placebo, they are no longer used because ICS were shown to be more effective at improving symptoms and reducing asthma attacks (
Theophyllines have adverse effects including headaches and nausea if therapeutic concentrations are exceeded. There are also significant interactions with some commonly used drugs which inhibit theophylline clearance e.g., erythromycin which can result in increased theophylline levels and resulting toxicity.
The great majority of adults with severe asthma not responding to high dose treatments are “difficult-to-treat” because of comorbidities and risk factors that mimic or worsen asthma control (
Poor adherence with treatment is a particularly important cause of difficult to treat asthma in both adults and children. Improving adherence is difficult. A variety of interventions have been shown to lead to improvements including adherence education, the use of electronic trackers or reminders, simplified drug regimens and school-based directly observed therapy. However, because of uncertain and inconsistent impact on clinical outcomes such as quality of life and asthma control the clinical relevance of the improvements has been less clear with many studies affected by concerns about risk of bias and inconsistency (
A number of add-on options are available for those with severe therapy resistant asthma. But prior to the use of these therapies, it is important to follow a systematic approach in the assessment and management of “difficult-to-treat” severe asthma—to confirm diagnosis, address poor adherence and to identify and manage comorbidities and risk factors (
The following add-on options are best reserved for well-phenotyped patients with “severe treatment-refractory” asthma. The bulk of the evidence for their use at present is in adults and adolescents.
Omalizumab can be used for adults and children over 6 years of age with inadequately controlled severe allergic asthma despite optimized therapies (
In addition, omalizumab allows for reduction or withdrawal of inhaled corticosteroid use but the latter option must be considered with caution (
In clinical use in both adults and children omalizumab has proved safe with few serious adverse effects (
Newer therapies targeted at IL-5 (mepolizumab, reslizumab) or the IL-5 receptor (benralizumab) are effective for adolescents and adults with severe eosinophilic asthma at high risk of exacerbations or with high symptom burden despite high dose ICS and another maintenance therapy (
Randomized trials for all three anti-IL-5 therapies recruited patients over 12 years and included a few adolescents; studies using mepolizumab in children age between 6 and 11yr are underway. The EMA has recently approved mepolizumab for use in children 6–17years but this is based on an extrapolation of data from the efficacy and safety data from the Phase III studies in the mepolizumab severe asthma development programme for patients 12 and over.
Macrolides have antibacterial, antiviral and immunomodulatory effects and are shown to be effective in different asthma phenotypes (
At present, there is no evidence that regular treatment with macrolides improves asthma control in children. Intermittent use of azithromycin in preschool children at the time of asthma attacks has been investigated. One study found that Azithromycin shortened the duration of episodes of asthma-like symptoms in young children aged 1–3years (
Bronchial thermoplasty is a non-pharmacological, endoscopic treatment for subjects aged ≥18 years with severe persistent asthma that is not well-controlled with ICS and LABA. Bronchial thermoplasty provides lower rates of exacerbations and modest improvements in quality of life but no difference in asthma control scores in patients with moderate to severe asthma (
Chromones have favorable safety profile but low clinical efficacy compared to ICS in adults and children (
Pharmacological management of asthma is based on continuous cycle of assessment, treatment and review to allow up or down titration of maintenance therapies to maximize patient outcomes using minimal treatment at various stage of the disease (
Most guidelines recommend a change in management based on measures of symptom control with or without other risk factors such as compromised lung function or a history of exacerbations. Symptom based approaches are essentially all that is available in young children because of the fact they cannot co-operate with standard lung function tests.
For many patients in primary care, symptom control is a good guide to reduced risk of exacerbations. However, it is important to be mindful that in some patients, there may be discordance between responses in symptom control and asthma attacks. In preschool children, particularly, many children will have severe attacks of wheezing but no symptoms in between attacks.
Airways inflammation in asthma can be predominantly eosinophilic or non-eosinophilic. While ICS are the major preventer treatment to control symptoms, ICS are more effective in reducing symptoms in patients with eosinophilic inflammation than in those with neutrophilic inflammation (
The most up-to-date synthesis of the evidence concluded that children and adults randomized to either eosinophilic marker strategy were significantly less likely to experience an exacerbation during the follow-up period (4.5–24months). The exacerbation rate was also lower in adults with either strategy compared to controls, but not in children. For both strategies in adults and children, there was no difference for all secondary outcomes (FEV1, asthma control test score, asthma quality of life, beta agonist use). There was also no difference in the final ICS use in either adults or children for either strategy (
Exacerbations are one, albeit important, asthma outcome; other outcomes such as symptom control and lung function also need consideration. Why there is discrepancy between exacerbations and other asthma outcomes is not understood but it has been noted in other studies involving the newer monoclonal drugs targeted at eosinophilic allergic pathways such as mepolizumab (
Currently, sputum induction is restricted to laboratories and clinics with specific expertise. It is technically demanding and time consuming and not always successful, particularly in younger children. Universal use of FeNO would be a substantial extra cost if used for all asthma patients and there is a yet no evidence-based algorithm on how to adjust treatment based on FeNO levels. Such an approach is most likely to benefit those with frequent asthma exacerbations.
In studies limited to non-smoking adults, FeNO >50ppb was predictive of good short-term response to ICS (
The evidence base for the management of children with asthma, particularly young children, is often quite limited and has been compounded by a number of problems. Children under the age of 5–6years are usually not able to co-operate with lung function test and as result objective outcomes are commonly not available. Trials of treatment are more problematic without objective outcomes. New drugs are usually not tested in children until they have been extensively tested in adult patients. Recruiting and retaining children and their parents into randomized studies is difficult and as a result trials are often more limited in scale and duration. The consequence is that the evidence base for asthma treatments is often much smaller than available for adults. However, when an evidence base does emerge it is surprising how often it mirrors the that from adult studies. The value of ICS in preventing asthma exacerbations in young children would be an obvious example.
Asthma Guidelines summarize “population level” evidence and provide broad and generalized recommendations about asthma management (
Despite publication of many evidence-based guidelines and the availability of effective therapies, there is widespread concern that asthma control in adults and children often remains poor and that asthma attacks and even deaths from asthma are not improving (
Asthma can significantly impact on all facets of life for patients across all age groups. Effective management strategies are broadly summarized by local and international guidelines. Overall, the evidence for pharmacological approach are more extensive and more robust for adults than that for younger children. For milder disease, the use of ICS as the initial maintenance therapy and SABA as needed appears universally effective for children, adolescents and adults. However, the preferred choice of subsequent add-on therapies differs and the evidence base for advanced therapeutic options is mostly based on studies in adolescents and adults. Clinicians are currently challenged with the need to develop management strategies that best caters for individual differences in asthma presentation and management. Accounting for differences in pathophysiological mechanisms, asthma phenotypes and treatment responses at different ages remains one of the most significant of these challenges.
Both authors contributed to the conception and preparation of this manuscript. LC contributed to the first draft and the content relating to asthma management in adults. JP provided his summary and expertise on treatment of asthma in children. Both authors contributed to manuscript revisions, read and approved the submitted version.
LC has received honorarium for lectures and advisory board meetings from GlaxoSmithKlein, AstraZeneca, Boehringer Ingelheim, Menarini, and Novartis.
The remaining author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
We would like to acknowledge the contributions from Dr. Quentin Summers for his comments and suggestions for the overall content of this paper.