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All strains were obtained from previous studies characterizing 3rd-generation cephalosporin-resistant E. coli (3GC-R-Ec) from poultry, poultry meat, and humans isolated at the Institute of Veterinary Bacteriology and at the Laboratory of Microbiology of the Institute of Infectious Diseases, University of Bern, Switzerland (Endimiani et al., 2012; Seiffert et al., 2013a; Vogt et al., 2014). Strains were collected between 2011 and 2014 (Table 1) and were selected based on the presence of bla_{CMY -2/4} by PCR/DNA sequencing (Seiffert et al., 2013a; Vogt et al., 2014) and on ambiguous results with the PCR-based replicon typing (PBRT) of plasmids, giving cross-reaction with either IncK and/or IncB/O PCRs (Carattoli et al., 2005).

Plasmids were transformed by electroporation into either E. coli ElectroMax DH10B competent cells or into E. coli One Shot^® TOP10 Electrocomp cells (Invitrogen, Life Technologies) as previously described (Seiffert et al., 2013a; Vogt et al., 2014). The MIC of antibiotics were obtained from donors and transformants using the microdilution Sensititre panels ESB1F and EUMVS2 (Trek Diagnostics) and interpreted following the CLSI guidelines (CLSI, 2016). Sequence types (ST) were assigned following the multi-locus sequence typing (MLST) Achtman scheme¹.

Plasmids were purified using the Genopure Plasmid Midi Kit (Roche Diagnostic) according to the manufacturer’s procedures and used for Whole-Plasmid Sequencing (WPS). WPS was performed using the 454-Junior Genome Sequencer procedure (Roche Diagnostic). The libraries of plasmid DNA were constructed using the GS FLX Titanium Rapid Library Preparation Kit.

Contigs with at least a 70-fold coverage were obtained using the GS de novo Assembler software (Roche Diagnostics). Scaffolding was first done in silico by using the 454 ReadStatus output file to identify reads with overlapping adjacent contigs. The assembly and gap-closure, as well as insertion/deletion events, single nucleotide polymorphisms and shufflons were confirmed and verified by PCR followed by Sanger DNA sequencing. The annotation was done using the Artemis Version 8 (Sanger Institute) in combination with a pairwise alignment using a BLASTN and BLASTP homology search².

For the phylogenetic analysis of the IncB/O/K-like plasmids, two fully sequenced plasmids, namely pCT belonging to IncK (GenBank acc. No. FN868832.1; Cottell et al., 2011) and p3521 belonging to IncB (GU256641; Papagiannitsis et al., 2011) were included as reference. These plasmids were chosen as they represent IncK and IncB plasmids whose complete nucleotide sequence is available in the GenBank. The phylogenetic trees and the homology matrices were constructed by UPGMA method and Jukes-Cantor correction [Multiple alignment (open gap penalty (OG): 100%, unit gap penalty (UG): 0%, gap penalty: 100%), 2000 Bootstrap trials] using Bionumerics 7.6 (Applied Maths, Kortrijk, Belgium).

The analyses were performed using the full length sequences of the IncK2 plasmids with and without shufflon region. The deleted shufflon region started at the shufflon-specific DNA recombinase (rci) and ended with the last shufflon gene which varies from plasmid to plasmid (position 62686–65450 in pTMSA970). In the case of the reference IncK and IncB plasmids, in addition to the shufflon region, the 3,144-bp bla_CTX-M-14-carrying element was removed from the IncK reference plasmid (position 68837–71981 in FN868832) and the 26,548-bp large bla_ACC-4 containing element was removed from the IncB reference plasmid (position 59569–86117 in GU256641).

Mating experiments were performed crossing the transformant strain containing plasmid p5312.29 (strain SNS5312.29) or pTMSA970 (strain TMSA970) with reference plasmids Rhh72 (IncB/O), and R387 (IncK; provided by the Istituto Superiore di Sanità, Rome, Italy) which are used for incompatibility testing (Couturier et al., 1988). Conjugations were performed on Luria-Bertani (LB) agar solid media streaking two crossing lines, one for each mating strain, and incubating the mating plates overnight at 37°C.

Donor and transconjugant colonies were counted after plating 10-fold serial dilutions on LB plates containing 50 μg/ml of ampicillin (as resistance marker for p5312.29 and pTMSA970), 50 μg/ml kanamycin (as resistance marker for Rhh72), 25 μg/ml chloramphenicol (as resistance marker for R387), 50 μg/ml of ampicillin plus 50 μg/ml kanamycin, and 50 μg/ml of ampicillin plus 25 μg/ml chloramphenicol.

Stability of the plasmids within the conjugant bacterial cells was determined as follows: three independent colonies resulting from each mating and exhibiting the double resistance (ampicillin/kanamycin, or ampicillin/chloramphenicol) were grown 24 h at 37°C in 50 ml of LB without antibiotics. Ten-fold dilutions of the conjugant cultures were plated on LB plates containing either ampicillin, kanamycin or chloramphenicol alone, and on plates containing both ampicillin and kanamycin, or both ampicillin and chloramphenicol. Colonies were counted after an overnight incubation at 37°C. Stability was determined as the ratio between the number of ampicillin-resistant colonies and the number of ampicillin/kanamycin-resistant colonies for the p5312.29 × Rhh72 and pTMSA970 × Rhh72 transconjugants, and between the number of ampicillin-resistant colonies and the number of ampicillin/chloramphenicol-resistant colonies for the p5312.29 × R387 and pTMSA970 × R387 transconjugants, respectively.

The complete nucleotide sequence of the seven IncK2 plasmids have been deposited into the GenBank database under accession numbers KR905385 (p5312.29), KR905389 (p4809.66), KR905387 (pTMSA992), KR905388 (pTMSA970), KR905386 (pTMSA1088), KR905384 (pDV45), and KR905390 (pDV10).

Whole plasmid sequencing of seven bla_{CMY -2/4}-containing plasmids [poultry cloacae: pTMSA970, pTMSA992, pTMSA1088; poultry meat: pDV10, pDV45; human urine isolates: p4809.66, p5312.29] revealed the presence of highly related plasmids in both genetically related and diverse E. coli from poultry (ST38, ST420), poultry meat (ST38, ST1564) and human clinical samples (ST131, ST1431).

Plasmids mainly differed from each other within the highly variable shufflon region, and a region situated between impC and nikA (Figure 1). A major deletion of approximately 6 kb, that starts after yfbA and ends before psiB, distinguished plasmids pDV10, pTMSA1088, pTMSA970, pTMSA992 from the larger plasmids pDV45, p4809.66, and p5312.29 (Figure 1).

Another fragment of 2.3 kb situated between yggA and nikA distinguished plasmids p5312.29 and pTMSA992 from the other plasmids (Figure 1). Plasmid pTMSA970 also had an extra insertion of a previously unreported IS-element which is closely related to ISSbo1 (GenBank acc. no. CP001062) and belongs to the IS91 family. Integrations or losses of these regions might have occurred as single events during the transfer of the plasmids from one bacterial host to the other rather than during a longer evolutionary process. Outside of these regions, the plasmid sequences were virtually identical, only differing by a few SNPs, which have all been confirmed by Sanger sequencing.

Of note, except for the variable shufflon regions, plasmid pDV45 from E. coli from poultry meat was identical to plasmid p4809.66 from human E. coli, and plasmid pDV10 E. coli from poultry meat was identical to plasmid pTMSA1088 from poultry (Figure 1), which strongly suggests transfer of plasmids between genetically diverse E. coli along the food chain.

The variable region between impC and nikA also harbors, along with many genes encoding for proteins with unknown function the single-stranded DNA-binding (Ssb) protein. One of the main functions of the Ssb protein is binding of ssDNA and subsequent protection from degradation by nucleases (Meyer and Laine, 1990). The direct consequence of the loss of Ssb for the IncB/O/K-group plasmids is difficult to determine and needs further investigations.

The shufflon is a biological switch that controls the C-terminal end of the PilV proteins via site-specific recombination. This mechanism has been described in R64 as well as in pCT where the shufflon determines the recipient specificity in liquid mating despite being part of a minor component of the thin pilus (Komano, 1999; Cottell et al., 2014). The shufflon of R64 consists of four invertible DNA fragments embedded with seven 19-bp repeat sequences. These 19-bp repeats can be subdivided into a 7-bp core-site region where the DNA crossover occurs and the highly conserved 12-bp right arm region (Komano, 1999; Brouwer et al., 2015).

The shufflon of the seven plasmids is highly diverse and contains between two and eight recombination sites. Four of the 19-bp repeat sequences found in R64 were also identified in the plasmids. Interestingly, the 7-bp core-site region is identical to the ones identified in the IncI1/I2 plasmids. The terminology of 19-bp repeat sequences follows the designation of the repeats in R64 (Komano, 1999) (i.e., repeat-e: GTGCCAATCCGGTtcgTGG; repeat-f: GTGCCAATCCGGTatcTGG; repeat-g: GTGCCAATCCGGTGtgtGG; repeat-h: GTGCCAATCCGGTttgTGG; letters in italic represent the core-site, small letters for the variable bases). The three plasmids pTMSA970, pTMSA992, and p5312.29 have only two repeat-e sequences, followed by p4809.66 with four repeat sequences in the following order: e-e-e-g. The most complex shufflons with eight repeat sequences each were detected in pDV10 (g-g-e-e-e-e-h-f), pDV45 (e-e-e-e-g-g-h-f), and pTMSA1088 (e-e-h-f-e-e-g-g). Although, no apparent correlation between the numbers of recombination sites could be detected (neither with the size of the plasmid nor with their origin), the observation of such great diversity may have an impact on the mating preferences of the various plasmids.

Sequence analysis of the region upstream of the repA including the incRNAI revealed that the DNA sequences of the seven plasmids diverged from the previously reported incRNAI of the IncK, IncB, and IncB/O plasmids (Figure 2).

This region before the repA is highly conserved among the specific plasmid Inc groups and is crucial for the incompatibility behavior among plasmids of the same group (Couturier et al., 1988; Praszkier et al., 1991). The key element for this behavior is the incRNAI that forms a stem and loop structure and negatively regulates the transcription of repA. Consequently, if two plasmids of the same or similar Inc group(s) reside in the same bacterial cell the incRNAIs hybridize with each other and prohibit translation (Couturier et al., 1988). Additionally, a phylogenetic tree constructed using only the incRNAI sequences containing the stem-and loop structure strengthened the previous observations that the seven plasmids are highly similar to each other, and are more closely related to the IncK group than the IncB/O groups (Figure 2).

The divergent incRNAI sequences suggested that these plasmids could be compatible with the IncK and IncB/O reference plasmids. Therefore, incompatibility assays were performed crossing SNS5312.29 and TMSA970 strains with both IncB/O Rhh72 and IncK R387 reference strains, respectively. Transconjugants were obtained from all mating experiments, but at different frequency. Both SNS5312.29 and TMSA970 showed higher frequencies of conjugation when crossed with IncB/O (1 × 10^-5 transconjugant/donor cell) than when crossed with the IncK (1 × 10^-7 transconjugant/donor cell) reference plasmid. This suggests that the plasmids under study are more closely related to IncK than to IncB/O. Furthermore, IncB transconjugants demonstrated higher stability (>90%) when grown in liquid medium without antibiotics then the IncK transconjugants (>50%). Based on both conjugation results and incRNAI sequence analysis, the plasmids were assigned to a novel variant of the IncK group designated as IncK2.

The 4,198-bp long bla_{CMY -2/4}-like-carrying mobile element (ISEcp1-bla_{CMY -2/4}-blc-sugE1) which is flanked by two 13-bp imperfect inverted repeats (IV-R and IV-L) was integrated between the traT and traU in all seven plasmids. Integration of ISEcp1-bla_{CMY -2/4}-blc-sugE1 at the same site inside the tra locus is a solid indication that all the IncK2 plasmids analyzed have a common ancestor (Figure 1).

The same structure (ISEcp1-bla_{CMY -2/4}-blc) has already been reported in IncK plasmid from E. coli of human origin in Spain and from E. coli from chicken meat in Norway (Porres-Osante et al., 2015; Mo et al., 2016), as well as in IncA/C plasmids from Salmonella enterica subsp. enterica serotype Newport in the USA (Cao et al., 2015). Notably, the only bla_{CMY -4}-carrying plasmid pDV10 found has also developed from the same progenitor as the other plasmids and was subjected to subsequent evolution via a Trp221Arg substitution in CMY-2.

The phylogenetic analysis of the IncK2 plasmids supports the hypothesis of a common ancestor. All the IncK2 plasmids share a nucleotide identity ranging from 86.1 to 98.0% which increases to 86.5 to 100% once the shufflon region has been removed. This similarity is remarkable given that the percentage of identity for the two reference plasmids IncK and IncB is maximally 78.7% and without the shufflon region 80.1% (Figure 3). The IncK2 plasmids differed from the IncK plasmid pCT not only by their incompatibility and replication gene, but also in their structure and base composition (Figure 1).

Taken together, these results lead to the conclusion that the IncK2 plasmids are an overall highly homogenous cluster although they are distributed in genetically diverse E. coli isolated from different sources and timeframes. The phylogenetic analysis points toward a common ancestor that has subsequently spread between the various reservoirs. Indeed, the most striking characteristic of the IncK2 group is its occurrence in different reservoirs (including poultry, poultry-meat, and humans isolates) from which they were isolated. There is strong evidence that all IncK2 plasmids originated from a common source due to: (i) the identical integration site of the bla_CMY-carrying mobile element; (ii) the overall 91.3% identity among all the plasmids.

Publications from Denmark, Japan, the Netherlands, Norway, Spain, and Sweden investigating pAmpC-producing E. coli isolates from healthy and hospitalized humans as well as strains from poultry and poultry-meat have reported a high prevalence of bla_{CMY -2} in both reservoirs (Dierikx et al., 2010; Börjesson et al., 2013; Voets et al., 2013; de Been et al., 2014; Egervärn et al., 2014; Huijbers et al., 2015; Porres-Osante et al., 2015; Hansen et al., 2016; Mo et al., 2016). These publications were all using the PBRT kit for characterization of their bla_{CMY -2}-carrying plasmids, whereby a substantial part of them was either identified as IncK plasmids or as IncB/O plasmids.

Based on the present study, it has to be noted that the IncK2 plasmid-carrying strains may have been falsely identified as positive for the IncK or IncB/O plasmid groups using the PBRT. Indeed, sequence alignment of our IncK2 plasmids with DNA sequences from the GenBank revealed that such plasmids have already been identified in E. coli from poultry origin in different countries. One plasmid (GenBank acc. no. JXMX01000007.1) isolated from E. coli strain 53C from retail chicken meat in the Netherlands (de Been et al., 2014) was almost identical to pDV45 (also from chicken meat) with 98.2% nucleotide identity and 100% without considering the shufflon. Another plasmid, pNVI1292, from E. coli strain 2012-01-1292 (GenBank acc. no. KU312044) from retail chicken meat in Norway (Mo et al., 2016) was nearly identical to pDV10 (also from poultry meat) and to pTMSA1088 (poultry) with 98.7 and 97.8% nucleotide identity, respectively, and 100% without considering the shufflon. Of note, strain 2012-01-1292 also belonged to ST38 like both strains harboring pDV10 and to pTMSA1088 indicating that specific clones may also contribute to the spread of the IncK2 plasmids.

The novel IncK2 group seems to be an emerging epidemic plasmid with a potential for dissemination in E. coli from different reservoirs including human and poultry. To our knowledge, this is the first time that a highly conserved plasmid family is described in isolates from human clinical samples, poultry, and poultry meat all coming from the same geographic region. However, further epidemiological studies are necessary to assess the scope of the spread of this plasmid in both human and animals. Nevertheless, the presence of a common plasmid in three different settings is alarming and should stimulate rapid introduction of adequate measures in the meat production chain to limit the spread of drug-resistant plasmids.